UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4301
Pacer Lunt Large Cap Alternator ETF
ALTL
$92.1M
| $778K | ﹤0.01% |
22,592
-9,913
| -30% | -$367K |
|
|
BTO
4302
John Hancock Financial Opportunities Fund
BTO
$819M
| $778K | ﹤0.01% |
29,626
-625
| -2% | -$17.3K |
|
|
AMK
4303
DELISTED
AssetMark Financial Holdings, Inc.
AMK
| $778K | ﹤0.01% |
31,019
-786
| -2% | -$22.4K |
|
4304
CALL
Paycom
PAYC
$10.1B
| $778K | ﹤0.01% |
+3,000
| New | +$914K |
|
4305
Metallus
MTUS
$892M
| $778K | ﹤0.01% |
35,803
+1,426
| +4% | +$31.1K |
|
4306
Amplify Cybersecurity ETF
HACK
$3.08B
| $776K | ﹤0.01% |
15,035
+4,940
| +49% | +$253K |
|
|
IDE
4307
Voya Infrastructure, Industrials and Materials Fund
IDE
$201M
| $775K | ﹤0.01% |
82,212
+19,034
| +30% | +$186K |
|
4308
Cenovus Energy
CVE
$56.4B
| $775K | ﹤0.01% |
37,231
-3,666
| -9% | -$70K |
|
4309
Safety Insurance
SAFT
$1.52B
| $771K | ﹤0.01% |
11,308
-8,512
| -43% | -$592K |
|
4310
Cogent Biosciences
COGT
$6.47B
| $771K | ﹤0.01% |
79,074
-3,401
| -4% | -$40.3K |
|
4311
Camden National
CAC
$996M
| $769K | ﹤0.01% |
27,263
+2,425
| +10% | +$78.3K |
|
4312
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
| $769K | ﹤0.01% |
33,173
-37,750
| -53% | -$882K |
|
|
ROIC
4313
DELISTED
Retail Opportunity Investments Corp.
ROIC
| $768K | ﹤0.01% |
62,061
-54,792
| -47% | -$755K |
|
4314
Biomea Fusion
BMEA
$92.8M
| $768K | ﹤0.01% |
55,800
+20,213
| +57% | +$364K |
|
|
CGO
4315
Calamos Global Total Return Fund
CGO
$131M
| $766K | ﹤0.01% |
87,559
-17,777
| -17% | -$167K |
|
4316
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$599M
| $766K | ﹤0.01% |
7,651
+33
| +0.4% | +$3.46K |
|
4317
First Busey Corp
BUSE
$2.58B
| $766K | ﹤0.01% |
39,856
+8,354
| +27% | +$172K |
|
4318
Privia Health
PRVA
$2.78B
| $766K | ﹤0.01% |
33,290
-22,777
| -41% | -$579K |
|
4319
HUTCHMED
HCM
$2.11B
| $766K | ﹤0.01% |
45,198
-1,638
| -3% | -$23.5K |
|
4320
OneSpaWorld
OSW
$2.73B
| $764K | ﹤0.01% |
68,083
+17,824
| +35% | +$208K |
|
|
AGR
4321
DELISTED
Avangrid, Inc.
AGR
| $763K | ﹤0.01% |
25,278
-253,956
| -91% | -$8.97M |
|
4322
SunCoke Energy
SXC
$788M
| $763K | ﹤0.01% |
75,135
+15,256
| +25% | +$138K |
|
|
CMRC
4323
Commerce.com Inc Series 1
CMRC
$184M
| $763K | ﹤0.01% |
77,261
-4,971
| -6% | -$51.8K |
|
4324
GDS Holdings
GDS
$6.97B
| $761K | ﹤0.01% |
69,534
-38,789
| -36% | -$444K |
|
4325
First Community Bankshares
FCBC
$933M
| $760K | ﹤0.01% |
25,816
+672
| +3% | +$21.2K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.