UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4276
Clearfield
CLFD
$390M
| $801K | ﹤0.01% |
27,958
-3,316
| -11% | -$130K |
|
|
ATSG
4277
DELISTED
Air Transport Services Group
ATSG
| $799K | ﹤0.01% |
38,285
-2,252
| -6% | -$46.9K |
|
4278
Arcturus Therapeutics
ARCT
$223M
| $799K | ﹤0.01% |
31,262
+14,260
| +84% | +$439K |
|
4279
Microvast
MVST
$341M
| $799K | ﹤0.01% |
422,578
+401,521
| +1,907% | +$860K |
|
|
GMS
4280
DELISTED
GMS Inc
GMS
| $798K | ﹤0.01% |
12,480
-22,929
| -65% | -$1.59M |
|
4281
Petco
WOOF
$817M
| $797K | ﹤0.01% |
194,834
+176,145
| +943% | +$1.16M |
|
4282
Cardlytics
CDLX
$25.1M
| $797K | ﹤0.01% |
4,828
+722
| +18% | +$93.8K |
|
4283
iShares ESG Advanced Universal USD Bond ETF
EUSB
$713M
| $796K | ﹤0.01% |
19,487
+165
| +0.9% | +$6.92K |
|
4284
West Bancorporation
WTBA
$511M
| $795K | ﹤0.01% |
48,746
+10,292
| +27% | +$190K |
|
4285
MaxLinear
MXL
$6.95B
| $795K | ﹤0.01% |
35,732
+34,246
| +2,305% | +$870K |
|
4286
Takeda Pharmaceutical
TAK
$55.5B
| $795K | ﹤0.01% |
51,385
-158,520
| -76% | -$2.45M |
|
4287
Consolidated Water Co
CWCO
$502M
| $795K | ﹤0.01% |
27,942
+668
| +2% | +$16.5K |
|
4288
Rocket Companies
RKT
$42.6B
| $794K | ﹤0.01% |
97,096
+1,177
| +1% | +$11.9K |
|
4289
Center Bancorp
CNOB
$1.81B
| $792K | ﹤0.01% |
44,407
+17,898
| +68% | +$335K |
|
|
HAPN
4290
Happen Inc
HAPN
$2.27B
| $791K | ﹤0.01% |
129,631
+52,177
| +67% | +$406K |
|
4291
Sunstone Hotel Investors
SHO
$2.02B
| $789K | ﹤0.01% |
84,383
-136,841
| -62% | -$1.29M |
|
4292
TFS Financial
TFSL
$4.93B
| $786K | ﹤0.01% |
66,490
+29,635
| +80% | +$397K |
|
4293
Universal Insurance Holdings
UVE
$1.18B
| $785K | ﹤0.01% |
55,981
+12,783
| +30% | +$180K |
|
|
GOOD
4294
Gladstone Commercial Corp
GOOD
$641M
| $784K | ﹤0.01% |
64,499
+18,658
| +41% | +$245K |
|
4295
Hackett Group
HCKT
$277M
| $784K | ﹤0.01% |
33,239
-783
| -2% | -$18.2K |
|
|
CET
4296
Central Securities Corp
CET
$1.63B
| $783K | ﹤0.01% |
22,097
+991
| +5% | +$36K |
|
|
MAG
4297
DELISTED
MAG Silver
MAG
| $782K | ﹤0.01% |
75,384
-44,227
| -37% | -$492K |
|
4298
Sprout Social
SPT
$604M
| $780K | ﹤0.01% |
15,631
-14,638
| -48% | -$734K |
|
4299
Kaiser Aluminum
KALU
$2.99B
| $779K | ﹤0.01% |
10,351
-2,288
| -18% | -$174K |
|
4300
Cerence
CRNC
$389M
| $779K | ﹤0.01% |
38,241
-5,176
| -12% | -$130K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.