UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4251
First Horizon
FHN
$12.3B
| $824K | ﹤0.01% |
74,785
-5,125
| -6% | -$63.5K |
|
4252
CALL
Illumina
ILMN
$29.1B
| $824K | ﹤0.01% |
6,168
| – | – |
|
4253
Avantis International Small Cap Value ETF
AVDV
$19.9B
| $823K | ﹤0.01% |
14,229
+680
| +5% | +$40.1K |
|
4254
PUT
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
| $822K | ﹤0.01% |
1,800
-300
| -14% | -$144K |
|
4255
QuantumScape Corp
QS
$3.79B
| $822K | ﹤0.01% |
122,840
-50,600
| -29% | -$412K |
|
4256
NewtekOne
NEWT
$378M
| $820K | ﹤0.01% |
55,587
+7,616
| +16% | +$130K |
|
4257
Henry Schein
HSIC
$10B
| $818K | ﹤0.01% |
11,018
-4,280
| -28% | -$330K |
|
4258
Adams Diversified Equity Fund
ADX
$3.3B
| $818K | ﹤0.01% |
49,161
-4,769
| -9% | -$82K |
|
4259
State Street SPDR S&P Global Dividend ETF
WDIV
$283M
| $818K | ﹤0.01% |
14,987
+410
| +3% | +$23.5K |
|
4260
iShares MSCI India Small-Cap ETF
SMIN
$773M
| $817K | ﹤0.01% |
12,943
+3,177
| +33% | +$195K |
|
4261
ADMA Biologics
ADMA
$2.11B
| $817K | ﹤0.01% |
228,139
-55,807
| -20% | -$215K |
|
4262
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.07B
| $817K | ﹤0.01% |
39,259
+2,925
| +8% | +$62.7K |
|
|
AIV
4263
Aimco
AIV
$379M
| $817K | ﹤0.01% |
120,074
-197
| -0.2% | -$1.57K |
|
4264
Nuveen ESG High Yield Corporate Bond ETF
NUHY
$112M
| $816K | ﹤0.01% |
40,616
-2,127
| -5% | -$43.4K |
|
4265
Marathon Digital Holdings
MARA
$3.56B
| $816K | ﹤0.01% |
95,980
-45,805
| -32% | -$615K |
|
4266
Alphatec Holdings
ATEC
$1.51B
| $814K | ﹤0.01% |
62,764
-4,486
| -7% | -$70.3K |
|
|
ACP
4267
abrdn Income Credit Strategies Fund
ACP
$644M
| $813K | ﹤0.01% |
119,494
-8,263
| -6% | -$57.3K |
|
|
CSA
4268
DELISTED
VictoryShares US Small Cap Volatility Wtd ETF
CSA
| $812K | ﹤0.01% |
13,874
+6,762
| +95% | +$415K |
|
4269
CALL
Regenxbio
RGNX
$704M
| $811K | ﹤0.01% |
49,300
| – | – |
|
|
4270
PUT
Regenxbio
RGNX
$704M
| $811K | ﹤0.01% |
49,300
| – | – |
|
4271
PUT
Freshpet
FRPT
$3.5B
| $810K | ﹤0.01% |
12,300
-20,800
| -63% | -$1.49M |
|
4272
NGL Energy Partners
NGL
$2.13B
| $807K | ﹤0.01% |
208,471
+34,676
| +20% | +$136K |
|
4273
NatWest
NWG
$76.9B
| $804K | ﹤0.01% |
137,977
-7,280
| -5% | -$44K |
|
4274
Aptus Collared Investment Opportunity ETF
ACIO
$2.44B
| $802K | ﹤0.01% |
26,355
+13,919
| +112% | +$435K |
|
4275
RELX
RELX
$60.4B
| $802K | ﹤0.01% |
23,788
+7,721
| +48% | +$255K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.