UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4251
Invesco S&P Spin-Off ETF
CSD
$229M
| $964K | ﹤0.01% |
19,072
-1,267
| -6% | -$60.9K |
|
|
ANH
4252
DELISTED
Anworth Mortgage Asset Corporation
ANH
| $962K | ﹤0.01% |
273,072
+93,492
| +52% | +$323K |
|
4253
Luxfer Holdings
LXFR
$457M
| $961K | ﹤0.01% |
51,891
+11,642
| +29% | +$200K |
|
4254
iShares MSCI Italy ETF
EWI
$1.08B
| $959K | ﹤0.01% |
32,519
+13,592
| +72% | +$391K |
|
4255
Alphatec Holdings
ATEC
$1.45B
| $958K | ﹤0.01% |
135,046
+31,373
| +30% | +$201K |
|
|
BBK
4256
DELISTED
Blackrock Municipal Bond Trust
BBK
| $958K | ﹤0.01% |
61,703
+7,773
| +14% | +$120K |
|
4257
Amkor Technology
AMKR
$13.5B
| $956K | ﹤0.01% |
73,520
+24,475
| +50% | +$292K |
|
4258
Anixa Biosciences
ANIX
$110M
| $955K | ﹤0.01% |
291,060
+30,017
| +11% | +$110K |
|
4259
Manitowoc
MTW
$702M
| $955K | ﹤0.01% |
54,572
-30,999
| -36% | -$452K |
|
|
PHK
4260
PIMCO High Income Fund
PHK
$875M
| $955K | ﹤0.01% |
127,167
-4,658
| -4% | -$35.7K |
|
4261
Cass Information Systems
CASS
$736M
| $954K | ﹤0.01% |
16,524
+4,506
| +37% | +$252K |
|
4262
Astec Industries
ASTE
$989M
| $953K | ﹤0.01% |
22,692
-4,006
| -15% | -$145K |
|
|
BICK
4263
DELISTED
First Trust BICK Index Fund
BICK
| $953K | ﹤0.01% |
32,512
+10,999
| +51% | +$299K |
|
|
PZC
4264
DELISTED
PIMCO California Municipal Income Fund III
PZC
| $952K | ﹤0.01% |
83,464
+3,785
| +5% | +$43.1K |
|
4265
Simulations Plus
SLP
$370M
| $952K | ﹤0.01% |
32,725
+7,296
| +29% | +$247K |
|
4266
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$12B
| $952K | ﹤0.01% |
36,108
-28,513
| -44% | -$743K |
|
4267
Eldorado Gold
EGO
$10.2B
| $951K | ﹤0.01% |
118,423
+80,040
| +209% | +$620K |
|
4268
Horizon Bancorp
HBNC
$1.05B
| $950K | ﹤0.01% |
50,001
+18,412
| +58% | +$338K |
|
4269
Smith & Wesson
SWBI
$638M
| $949K | ﹤0.01% |
133,081
+73,361
| +123% | +$447K |
|
|
MVT
4270
DELISTED
BlackRock MuniVest Fund II
MVT
| $946K | ﹤0.01% |
64,034
+20,717
| +48% | +$303K |
|
4271
Spectrum Brands
SPB
$2.02B
| $945K | ﹤0.01% |
14,694
-46,441
| -76% | -$2.63M |
|
|
CIR
4272
DELISTED
CIRCOR International, Inc
CIR
| $945K | ﹤0.01% |
20,438
+10,421
| +104% | +$431K |
|
|
GLUU
4273
DELISTED
Glu Mobile Inc.
GLUU
| $944K | ﹤0.01% |
156,087
+65,220
| +72% | +$373K |
|
|
JAG
4274
DELISTED
Jagged Peak Energy Inc.
JAG
| $944K | ﹤0.01% |
111,132
+82,669
| +290% | +$604K |
|
|
MHI
4275
DELISTED
Pioneer Municipal High Income Fund
MHI
| $943K | ﹤0.01% |
78,090
-26,793
| -26% | -$326K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.