UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4226
CALL
C.H. Robinson
CHRW
$17.5B
| $371K | ﹤0.01% |
5,600
-14,900
| -73% | -$1.07M |
|
|
RC
4227
Ready Capital
RC
$294M
| $371K | ﹤0.01% |
51,375
-958,440
| -95% | -$13.1M |
|
4228
ProShares Russell US Dividend Growers ETF
TMDV
$4.86M
| $371K | ﹤0.01% |
11,656
-38,778
| -77% | -$1.47M |
|
4229
MBIA
MBI
$262M
| $370K | ﹤0.01% |
51,878
-46,113
| -47% | -$390K |
|
|
MGF
4230
Aberdeen Government Markets Income Fund
MGF
$92.9M
| $369K | ﹤0.01% |
81,294
-2,058
| -2% | -$9.38K |
|
|
RESI
4231
DELISTED
Front Yard Residential Corporation Common Stock
RESI
| $369K | ﹤0.01% |
30,935
-22,758
| -42% | -$266K |
|
4232
Arrow Financial
AROW
$723M
| $368K | ﹤0.01% |
14,878
-8,857
| -37% | -$260K |
|
|
IFN
4233
Aberdeen India Fund
IFN
$505M
| $368K | ﹤0.01% |
27,008
-10,892
| -29% | -$201K |
|
|
JHI
4234
John Hancock Investors Trust
JHI
$118M
| $368K | ﹤0.01% |
29,232
+534
| +2% | +$8.7K |
|
4235
OFG Bancorp
OFG
$2.26B
| $368K | ﹤0.01% |
32,884
-25,884
| -44% | -$463K |
|
4236
PUT
Boston Beer
SAM
$1.9B
| $368K | ﹤0.01% |
+1,000
| New | +$371K |
|
4237
CALL
Sherwin-Williams
SHW
$87.8B
| $368K | ﹤0.01% |
2,400
-29,100
| -92% | -$5.25M |
|
|
MEET
4238
DELISTED
The Meet Group, Inc. Common Stock
MEET
| $368K | ﹤0.01% |
62,698
-51,613
| -45% | -$294K |
|
4239
PUT
Avery Dennison
AVY
$13.6B
| $367K | ﹤0.01% |
+3,600
| New | +$441K |
|
4240
PUT
Union Pacific
UNP
$177B
| $367K | ﹤0.01% |
2,600
-58,800
| -96% | -$9.72M |
|
4241
Axogen
AXGN
$2.58B
| $366K | ﹤0.01% |
35,174
+18,447
| +110% | +$235K |
|
4242
iRhythm Holdings
IRTC
$4.06B
| $366K | ﹤0.01% |
4,502
+576
| +15% | +$47.8K |
|
4243
Invesco Floating Rate Municipal Income ETF
PVI
$31.1M
| $366K | ﹤0.01% |
14,657
-3,712
| -20% | -$92.5K |
|
4244
Capital City Bank Group
CCBG
$898M
| $365K | ﹤0.01% |
18,156
-8,508
| -32% | -$223K |
|
|
RFI
4245
Cohen & Steers Total Return Realty Fund
RFI
$309M
| $365K | ﹤0.01% |
36,102
-10,382
| -22% | -$141K |
|
4246
CALL
Healthcare Realty
HR
$6.58B
| $364K | ﹤0.01% |
+15,000
| New | +$453K |
|
4247
Marcus & Millichap
MMI
$1.2B
| $364K | ﹤0.01% |
13,445
-59,268
| -82% | -$1.99M |
|
4248
ProShares Ulta SmallCap600
SAA
$30.8M
| $364K | ﹤0.01% |
41,300
+38,370
| +1,310% | +$669K |
|
4249
Virtus Investment Partners
VRTS
$1.14B
| $364K | ﹤0.01% |
4,794
-4,003
| -46% | -$451K |
|
|
VQT
4250
DELISTED
iPath S&P VEQTOR ETN
VQT
| $364K | ﹤0.01% |
2,143
-298
| -12% | -$50.8K |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.