UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
| $145M | 0.05% |
2,361,639
-105,675
| -4% | -$6.5M |
|
402
CALL
iShares MSCI ACWI ETF
ACWI
$33.4B
| $145M | 0.05% |
1,450,000
+250,000
| +21% | +$25.7M |
|
403
Logitech
LOGI
$15.6B
| $145M | 0.05% |
1,640,647
+1,071,660
| +188% | +$116M |
|
404
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.6B
| $143M | 0.05% |
3,447,864
+151,267
| +5% | +$6.29M |
|
405
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
| $143M | 0.05% |
1,353,854
+217,962
| +19% | +$23.1M |
|
406
iShares Russell 3000 ETF
IWV
$20.3B
| $143M | 0.05% |
561,096
-2,931
| -0.5% | -$767K |
|
407
United Microelectronic
UMC
$51.7B
| $143M | 0.04% |
12,485,106
+10,943,422
| +710% | +$117M |
|
408
American Water Works
AWK
$26.6B
| $143M | 0.04% |
843,901
+53,985
| +7% | +$9.44M |
|
409
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.63B
| $142M | 0.04% |
1,472,316
+299,331
| +26% | +$25.5M |
|
410
Vanguard Communication Services ETF
VOX
$5.83B
| $142M | 0.04% |
1,010,084
-25,703
| -2% | -$3.74M |
|
411
iShares Silver Trust
SLV
$28.8B
| $142M | 0.04% |
6,901,365
-123,998
| -2% | -$2.79M |
|
412
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
| $141M | 0.04% |
1,311,817
+84,491
| +7% | +$9.11M |
|
|
413
CALL
Meta Platforms (Facebook)
META
$1.5T
| $141M | 0.04% |
415,449
-444,722
| -52% | -$160M |
|
414
iShares Core S&P US Value ETF
IUSV
$27.7B
| $141M | 0.04% |
1,982,929
+272,661
| +16% | +$19.8M |
|
415
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.2B
| $140M | 0.04% |
2,191,417
+46,270
| +2% | +$3.06M |
|
416
CALL
Pinduoduo
PDD
$130B
| $139M | 0.04% |
1,533,784
+1,400,866
| +1,054% | +$136M |
|
417
PUT
Boeing
BA
$187B
| $139M | 0.04% |
630,300
-31,400
| -5% | -$7M |
|
418
iShares Core MSCI Total International Stock ETF
IXUS
$59.6B
| $138M | 0.04% |
1,950,498
-13,567
| -0.7% | -$989K |
|
419
iShares S&P 100 ETF
OEF
$20.5B
| $138M | 0.04% |
700,632
-597
| -0.1% | -$121K |
|
420
MPLX
MPLX
$61.4B
| $138M | 0.04% |
4,852,096
-241,654
| -5% | -$6.85M |
|
421
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
| $138M | 0.04% |
1,060,314
-76,559
| -7% | -$10M |
|
422
JD.com
JD
$44.5B
| $138M | 0.04% |
1,909,938
+283,540
| +17% | +$20.9M |
|
423
Waste Management
WM
$90B
| $138M | 0.04% |
921,585
-244,553
| -21% | -$36.6M |
|
424
First Trust Cloud Computing ETF
SKYY
$3.07B
| $138M | 0.04% |
1,306,239
+28,870
| +2% | +$3.1M |
|
425
Pinterest
PINS
$14.3B
| $137M | 0.04% |
2,688,577
+1,742,021
| +184% | +$107M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.