UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AM
401
DELISTED
ANTERO MIDSTREAM PARTNERS LP
AM
| $90.3M | 0.04% |
2,863,783
+119,501
| +4% | +$3.9M |
|
402
CALL
WisdomTree Japan Hedged Equity Fund
DXJ
$7.12B
| $89.6M | 0.04% |
1,638,500
+1,448,500
| +762% | +$76M |
|
403
American Electric Power
AEP
$72.4B
| $89.4M | 0.04% |
1,273,375
+241,449
| +23% | +$17.2M |
|
404
PUT
Visa
V
$697B
| $89.2M | 0.04% |
847,500
+520,300
| +159% | +$52.8M |
|
405
First Trust STOXX European Select Dividend Income Fund
FDD
$865M
| $88.4M | 0.04% |
6,482,277
+667,033
| +11% | +$8.88M |
|
406
Viatris
VTRS
$20.8B
| $88.1M | 0.04% |
2,807,850
-5,680,039
| -67% | -$193M |
|
407
Texas Pacific Land
TPL
$26.9B
| $88M | 0.04% |
1,960,839
+4,707
| +0.2% | +$188K |
|
|
CEQP
408
DELISTED
Crestwood Equity Partners LP
CEQP
| $88M | 0.04% |
3,604,746
-298,288
| -8% | -$7.33M |
|
409
Becton Dickinson
BDX
$45.8B
| $87.9M | 0.04% |
459,850
-108,855
| -19% | -$21.1M |
|
410
Targa Resources
TRGP
$56.2B
| $87M | 0.04% |
1,838,961
-13,136
| -0.7% | -$597K |
|
411
VanEck Gold Miners ETF
GDX
$22.7B
| $86.7M | 0.04% |
3,775,604
-4,198,901
| -53% | -$97M |
|
412
WisdomTree US MidCap Dividend Fund
DON
$4.08B
| $86.6M | 0.04% |
2,599,266
-216,087
| -8% | -$7.05M |
|
|
CELG
413
PUT
DELISTED
Celgene Corp
CELG
| $86.2M | 0.04% |
591,000
+419,400
| +244% | +$57.1M |
|
414
PUT
Halliburton
HAL
$26.1B
| $85.7M | 0.04% |
1,861,500
+452,800
| +32% | +$19M |
|
415
LyondellBasell Industries
LYB
$18.8B
| $85.6M | 0.04% |
864,427
+65,853
| +8% | +$5.92M |
|
416
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$43.1B
| $85.4M | 0.04% |
684,400
-1,115,600
| -62% | -$140M |
|
417
Cummins
CMI
$88.5B
| $85.2M | 0.04% |
507,276
-402,509
| -44% | -$65.1M |
|
|
PCI
418
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
| $84.3M | 0.04% |
3,657,694
+6,311
| +0.2% | +$143K |
|
419
iShares China Large-Cap ETF
FXI
$4.27B
| $83.8M | 0.04% |
1,902,706
-274,884
| -13% | -$11.8M |
|
420
Royal Bank of Canada
RY
$295B
| $83.7M | 0.04% |
1,081,714
+70,126
| +7% | +$5.23M |
|
421
Goodyear
GT
$2.12B
| $83.7M | 0.04% |
2,515,900
+2,224,233
| +763% | +$72.3M |
|
422
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
| $83.5M | 0.04% |
612,319
-622,765
| -50% | -$78.1M |
|
423
Williams Companies
WMB
$85.8B
| $83.4M | 0.04% |
2,778,936
-61,824
| -2% | -$1.88M |
|
|
AET
424
DELISTED
Aetna Inc
AET
| $83.4M | 0.04% |
524,380
-136,838
| -21% | -$21.4M |
|
425
Televisa
TV
$1.47B
| $83M | 0.04% |
3,363,730
-2,224,713
| -40% | -$57.2M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.