UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AM
401
DELISTED
ANTERO MIDSTREAM PARTNERS LP
AM
| $79.1M | 0.04% |
2,385,405
+790,002
| +50% | +$26.9M |
|
|
PXD
402
DELISTED
Pioneer Natural Resource Co.
PXD
| $78.8M | 0.04% |
423,281
+78,561
| +23% | +$14.6M |
|
403
Vanguard Total International Bond ETF
BNDX
$82B
| $78.6M | 0.04% |
1,452,683
-32,335
| -2% | -$1.74M |
|
|
404
PUT
ExxonMobil
XOM
$650B
| $78.6M | 0.04% |
958,200
-220,600
| -19% | -$18.4M |
|
405
iShares Silver Trust
SLV
$27.7B
| $78.1M | 0.04% |
4,527,175
-467,808
| -9% | -$7.74M |
|
406
Annaly Capital Management
NLY
$17.3B
| $77.9M | 0.04% |
1,752,746
+348,922
| +25% | +$14.8M |
|
|
PCI
407
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
| $77.6M | 0.04% |
3,617,527
-239,470
| -6% | -$4.98M |
|
408
PUT
General Motors
GM
$80.9B
| $77.2M | 0.04% |
2,183,700
+1,530,000
| +234% | +$55.9M |
|
409
Centene
CNC
$30.5B
| $77M | 0.04% |
2,161,186
-773,952
| -26% | -$25.9M |
|
410
State Street SPDR S&P Bank ETF
KBE
$1.64B
| $76.3M | 0.04% |
1,774,415
+507,015
| +40% | +$22.3M |
|
411
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
| $75.5M | 0.04% |
986,174
+40,300
| +4% | +$3.05M |
|
412
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
| $75.2M | 0.04% |
2,032,037
-460,834
| -18% | -$16.7M |
|
413
iShares MSCI India ETF
INDA
$6.81B
| $74.8M | 0.04% |
2,375,331
+846,687
| +55% | +$24.8M |
|
414
PUT
Booking.com
BKNG
$156B
| $74.8M | 0.04% |
1,050,000
-702,500
| -40% | -$46.4M |
|
415
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
| $74.7M | 0.04% |
1,077,694
+30,694
| +3% | +$2.14M |
|
416
PUT
Goldman Sachs
GS
$289B
| $73.6M | 0.04% |
320,600
-46,400
| -13% | -$11.2M |
|
417
Marriott International
MAR
$100B
| $73.4M | 0.04% |
779,089
+183,179
| +31% | +$15.9M |
|
418
CALL
United Parcel Service
UPS
$88.9B
| $73.3M | 0.04% |
682,723
+606,823
| +800% | +$66.3M |
|
419
Air Products & Chemicals
APD
$65.5B
| $73M | 0.04% |
539,537
+81,730
| +18% | +$11.5M |
|
|
420
iShares China Large-Cap ETF
FXI
$4.32B
| $72.2M | 0.04% |
1,876,542
-11,879,596
| -86% | -$448M |
|
421
PUT
iShares MSCI Brazil ETF
EWZ
$8.98B
| $72.1M | 0.04% |
1,925,000
-4,698,100
| -71% | -$175M |
|
|
BNY
422
Bank of New York Mellon
BNY
$103B
| $71.8M | 0.04% |
1,521,265
+44,964
| +3% | +$2.1M |
|
423
Applied Materials
AMAT
$347B
| $71.7M | 0.04% |
1,844,460
+491,408
| +36% | +$17.6M |
|
|
SEP
424
DELISTED
Spectra Engy Parters Lp
SEP
| $71.7M | 0.04% |
1,643,258
+862,047
| +110% | +$38.5M |
|
425
PUT
Delta Air Lines
DAL
$56.7B
| $71.3M | 0.04% |
1,552,000
-107,300
| -6% | -$5.24M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.