UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4176
Thor Industries
THO
$4.11B
| $897K | ﹤0.01% |
9,425
-2,764
| -23% | -$289K |
|
|
SPE.PRC
4177
Special Opportunities Fund Inc 2.75% Series C Preferred Stock
SPE.PRC
$62.9M
| $894K | ﹤0.01% |
39,400
-4,011
| -9% | -$91.6K |
|
4178
Disc Medicine
IRON
$3.07B
| $893K | ﹤0.01% |
19,016
+7,322
| +63% | +$366K |
|
4179
UWM Holdings
UWMC
$2.61B
| $893K | ﹤0.01% |
184,136
+37,852
| +26% | +$218K |
|
4180
PUT
Acadia Healthcare
ACHC
$2.82B
| $893K | ﹤0.01% |
12,700
| – | – |
|
|
PSTL
4181
Postal Realty Trust
PSTL
$701M
| $890K | ﹤0.01% |
65,962
-8,974
| -12% | -$130K |
|
4182
Cimpress
CMPR
$2.37B
| $886K | ﹤0.01% |
12,661
+557
| +5% | +$36.9K |
|
4183
CALL
Vanguard S&P 500 ETF
VOO
$1.04T
| $886K | ﹤0.01% |
+2,256
| New | +$922K |
|
4184
Upstart Holdings
UPST
$3.01B
| $885K | ﹤0.01% |
30,994
-66,570
| -68% | -$2.68M |
|
4185
PMV Pharmaceuticals
PMVP
$65.1M
| $882K | ﹤0.01% |
143,681
+45,962
| +47% | +$316K |
|
4186
N-able
NABL
$695M
| $881K | ﹤0.01% |
68,256
+1,195
| +2% | +$16.3K |
|
4187
Constellium
CSTM
$3.95B
| $880K | ﹤0.01% |
48,331
-11,301
| -19% | -$199K |
|
|
KC
4188
Kingsoft Cloud Holdings
KC
$3.42B
| $879K | ﹤0.01% |
178,303
-9,953
| -5% | -$56.4K |
|
4189
America's Car Mart
CRMT
$25.7M
| $878K | ﹤0.01% |
9,653
-1,120
| -10% | -$117K |
|
4190
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$305M
| $877K | ﹤0.01% |
22,822
-9,678
| -30% | -$389K |
|
4191
Alliance Resource Partners
ARLP
$3.2B
| $876K | ﹤0.01% |
38,878
+1,502
| +4% | +$29.9K |
|
4192
MiMedx Group
MDXG
$612M
| $876K | ﹤0.01% |
120,149
+5,870
| +5% | +$43.7K |
|
|
BLUE
4193
DELISTED
bluebird bio
BLUE
| $875K | ﹤0.01% |
14,394
-6,565
| -31% | -$461K |
|
|
NXG
4194
NXG NextGen Infrastructure Income Fund
NXG
$355M
| $874K | ﹤0.01% |
23,301
-2,435
| -9% | -$92.9K |
|
4195
VanEck Pharmaceutical ETF
PPH
$991M
| $872K | ﹤0.01% |
10,922
-1,516
| -12% | -$122K |
|
4196
Pegasystems
PEGA
$5.51B
| $872K | ﹤0.01% |
40,174
+26,470
| +193% | +$648K |
|
4197
Dine Brands
DIN
$440M
| $872K | ﹤0.01% |
17,630
-17,634
| -50% | -$985K |
|
4198
CALL
Syndax Pharmaceuticals
SNDX
$1.7B
| $871K | ﹤0.01% |
+60,000
| New | +$1.13M |
|
4199
Matador Resources
MTDR
$6.39B
| $871K | ﹤0.01% |
14,638
-427,940
| -97% | -$24.9M |
|
4200
Protolabs
PRLB
$2.21B
| $869K | ﹤0.01% |
32,918
-10,479
| -24% | -$316K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.