UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$956M |
| 2 |
SPDR Gold Trust
GLD
|
+$760M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 4 |
ExxonMobil
XOM
|
+$530M |
| 5 |
iShares China Large-Cap ETF
FXI
|
+$448M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
IFEU
4151
DELISTED
iShares Europe Developed Real Estate ETF
IFEU
| $409K | ﹤0.01% |
12,016
+497
| +4% | +$16.6K |
|
|
NCOM
4152
DELISTED
National Commerce Corporation
NCOM
| $409K | ﹤0.01% |
11,181
-1,363
| -11% | -$50.5K |
|
4153
Direxion Daily Healthcare Bull 3X ETF
CURE
$182M
| $408K | ﹤0.01% |
11,835
+7,519
| +174% | +$244K |
|
4154
Piper Sandler
PIPR
$5.29B
| $408K | ﹤0.01% |
25,564
-59,344
| -70% | -$1.05M |
|
|
CRZO
4155
DELISTED
Carrizo Oil & Gas Inc
CRZO
| $408K | ﹤0.01% |
14,253
+3,387
| +31% | +$111K |
|
|
KNL
4156
DELISTED
Knoll, Inc.
KNL
| $407K | ﹤0.01% |
17,117
-30,720
| -64% | -$760K |
|
|
EGOV
4157
DELISTED
NIC Inc
EGOV
| $406K | ﹤0.01% |
20,086
-15,696
| -44% | -$352K |
|
4158
Tanger
SKT
$4.52B
| $405K | ﹤0.01% |
12,373
-13,827
| -53% | -$468K |
|
|
RJZ
4159
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Metals Total Return
RJZ
| $404K | ﹤0.01% |
49,294
-824
| -2% | -$6.64K |
|
|
SMI
4160
DELISTED
Semiconductor Manufacturing Intl
SMI
| $403K | ﹤0.01% |
64,161
+40,616
| +173% | +$280K |
|
|
CLVS
4161
DELISTED
Clovis Oncology, Inc.
CLVS
| $402K | ﹤0.01% |
6,321
-66,604
| -91% | -$4.05M |
|
4162
Nuveen Select Maturities Municipal Fund
NIM
$117M
| $401K | ﹤0.01% |
40,375
-3,526
| -8% | -$34.8K |
|
|
JHI
4163
John Hancock Investors Trust
JHI
$117M
| $400K | ﹤0.01% |
23,472
-4,709
| -17% | -$80.2K |
|
|
SOR
4164
Source Capital
SOR
$385M
| $400K | ﹤0.01% |
10,640
-2,370
| -18% | -$87.9K |
|
|
KLXI
4165
DELISTED
KLX Inc.
KLXI
| $400K | ﹤0.01% |
10,606
-15,644
| -60% | -$631K |
|
|
ABAX
4166
DELISTED
Abaxis Inc
ABAX
| $400K | ﹤0.01% |
8,246
-2,730
| -25% | -$135K |
|
4167
Autohome
ATHM
$2.62B
| $399K | ﹤0.01% |
12,569
-65,562
| -84% | -$2.09M |
|
4168
Repligen
RGEN
$9.25B
| $399K | ﹤0.01% |
11,336
-11,282
| -50% | -$357K |
|
|
EIV
4169
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
| $399K | ﹤0.01% |
32,525
+4,861
| +18% | +$59.5K |
|
|
CLDT
4170
Chatham Lodging
CLDT
$586M
| $398K | ﹤0.01% |
20,164
-1,851
| -8% | -$37.2K |
|
4171
iShares Global REIT ETF
REET
$5.11B
| $397K | ﹤0.01% |
15,685
+8,179
| +109% | +$208K |
|
4172
CALL
Sarepta Therapeutics
SRPT
$1.77B
| $397K | ﹤0.01% |
13,400
-35,100
| -72% | -$1.09M |
|
|
DNI
4173
DELISTED
Dividend and Income Fund
DNI
| $397K | ﹤0.01% |
32,891
-8,495
| -21% | -$103K |
|
4174
Ducommun
DCO
$2.98B
| $396K | ﹤0.01% |
13,760
+10,497
| +322% | +$306K |
|
4175
PUT
Home Depot
HD
$355B
| $396K | ﹤0.01% |
2,700
-539,800
| -100% | -$76.6M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $9.1B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $956M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.