UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$3.37B |
| 2 |
UBS Group
UBS
|
+$501M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$318M |
| 4 |
Lockheed Martin
LMT
|
+$279M |
| 5 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Kraft Heinz
KHC
|
+$530M |
| 2 |
TWX
Time Warner Inc
TWX
|
+$326M |
| 3 |
ETP
Energy Transfer Partners L.p.
ETP
|
+$261M |
| 4 |
Illinois Tool Works
ITW
|
+$260M |
| 5 |
Wynn Resorts
WYNN
|
+$258M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.92% |
| 2 | Healthcare | 6.69% |
| 3 | Technology | 6.09% |
| 4 | Industrials | 5.73% |
| 5 | Consumer Discretionary | 5.16% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4151
U-Haul Holding Co
UHAL
$14.6B
| $307K | ﹤0.01% |
8,600
-5,100
| -37% | -$177K |
|
4152
Banco Santander Chile
BSAC
$16.6B
| $306K | ﹤0.01% |
15,830
-4,416
| -22% | -$78K |
|
4153
CALL
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
| $306K | ﹤0.01% |
11,000
-1,078,400
| -99% | -$25.2M |
|
|
TARO
4154
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
| $306K | ﹤0.01% |
2,137
-6,676
| -76% | -$948K |
|
|
PWY
4155
DELISTED
POWERSHARES DYNAMIC SMALL CAP VALUE PORTFOLIO
PWY
| $306K | ﹤0.01% |
13,207
-591
| -4% | -$13.7K |
|
4156
Designer Brands
DBI
$333M
| $305K | ﹤0.01% |
11,041
-10,994
| -50% | -$275K |
|
|
DMF
4157
DELISTED
BNY Mellon Municipal Income
DMF
| $305K | ﹤0.01% |
31,464
+1,858
| +6% | +$17.6K |
|
4158
Simulations Plus
SLP
$371M
| $305K | ﹤0.01% |
34,500
+30,612
| +787% | +$299K |
|
4159
United Fire Group
UFCS
$1.4B
| $305K | ﹤0.01% |
6,959
+2
| +0% | +$79 |
|
|
MBRG
4160
DELISTED
Middleburg Financial Corp
MBRG
| $304K | ﹤0.01% |
14,076
+12,269
| +679% | +$246K |
|
|
QLTB
4161
DELISTED
ISHARES BAA BA RATED CORP BOND FUND
QLTB
| $304K | ﹤0.01% |
5,969
+4,969
| +497% | +$243K |
|
|
PBIP
4162
DELISTED
Prudential Bancorp, Inc.
PBIP
| $303K | ﹤0.01% |
21,146
+13,947
| +194% | +$209K |
|
|
ACOR
4163
DELISTED
Acorda Therapeutics
ACOR
| $302K | ﹤0.01% |
95
-251
| -73% | -$1.04M |
|
|
RPTP
4164
PUT
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
| $302K | ﹤0.01% |
65,700
| – | – |
|
|
DHY
4165
Credit Suisse High Yield Credit Fund
DHY
$240M
| $300K | ﹤0.01% |
133,410
+72,055
| +117% | +$153K |
|
4166
UMB Financial
UMBF
$11.1B
| $300K | ﹤0.01% |
5,806
-1,098
| -16% | -$52.8K |
|
|
BRS
4167
DELISTED
Bristow Group, Inc.
BRS
| $299K | ﹤0.01% |
15,753
+13,175
| +511% | +$244K |
|
4168
RGC Resources
RGCO
$228M
| $298K | ﹤0.01% |
20,645
+2,159
| +12% | +$30.9K |
|
4169
PUT
Opko Health
OPK
$1.02B
| $297K | ﹤0.01% |
28,600
+27,900
| +3,986% | +$255K |
|
|
NWY
4170
DELISTED
New York & Co Inc
NWY
| $297K | ﹤0.01% |
74,986
+73,698
| +5,722% | +$183K |
|
4171
Applied Industrial Technologies
AIT
$13.3B
| $296K | ﹤0.01% |
6,825
+1,989
| +41% | +$78.4K |
|
4172
PTC Therapeutics
PTCT
$6.12B
| $296K | ﹤0.01% |
46,005
+19,774
| +75% | +$343K |
|
|
B
4173
DELISTED
Barnes Group Inc.
B
| $296K | ﹤0.01% |
8,454
-12,963
| -61% | -$430K |
|
|
FFIC
4174
DELISTED
Flushing Financial
FFIC
| $295K | ﹤0.01% |
13,623
-31
| -0.2% | -$645 |
|
4175
Littelfuse
LFUS
$11.6B
| $295K | ﹤0.01% |
2,402
-279
| -10% | -$30.7K |
|
Similar funds
UBS Group's Q1 2016 Portfolio in Review
As of Q1 2016, UBS Group held 8,974 positions worth $149B, down 3.1% from $154B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS Group's Q1 2016 filing shows 578 new, 3,014 increased, 3,781 reduced and 1,286 closed positions. Its largest new stake was GCP Applied Technologies Inc.: 1,125,558 shares worth $22.4M. The largest sale was Kraft Heinz, an estimated $530M.
By sector, the portfolio is most concentrated in Financials at 6.9% of assets, down from 7.3% a quarter earlier, followed by Healthcare and Technology.
- UBS Group's largest Q1 2016 buy was GCP Applied Technologies Inc.: 1,125,558 shares worth $22.4M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2016, an estimated $3.37B increase.
- UBS Group's biggest Q1 2016 reduction was Kraft Heinz, cutting an estimated $530M.
- UBS Group fully exited CHUBB CORPORATION in Q1 2016, selling an estimated $197M.
- UBS Group's ten largest holdings make up 19% of its $149B portfolio in Q1 2016.
- UBS Group opened 578 new positions and closed 1,286 in Q1 2016.
- UBS Group's portfolio value fell 3.1% quarter-over-quarter to $149B.
Based on UBS Group's 13F filing for Q1 2016, filed 12 May 2016.