UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MBNE
4126
DELISTED
State Street Nuveen Municipal Bond ESG ETF
MBNE
| $937K | ﹤0.01% |
33,085
+7,200
| +28% | +$210K |
|
4127
Cullinan Oncology
CGEM
$1.26B
| $936K | ﹤0.01% |
103,463
+12,396
| +14% | +$129K |
|
4128
Clean Energy Fuels
CLNE
$395M
| $935K | ﹤0.01% |
244,152
-22,673
| -8% | -$101K |
|
|
KTF
4129
DWS Municipal Income Trust
KTF
$352M
| $935K | ﹤0.01% |
121,391
-6,578
| -5% | -$55.3K |
|
4130
Mitek Systems
MITK
$853M
| $934K | ﹤0.01% |
87,089
-1,843
| -2% | -$20.6K |
|
4131
Jack in the Box
JACK
$358M
| $933K | ﹤0.01% |
13,515
-20,917
| -61% | -$1.78M |
|
4132
Alamo Group
ALG
$1.99B
| $931K | ﹤0.01% |
5,388
-4,926
| -48% | -$882K |
|
4133
Alger Mid Cap 40 ETF
FRTY
$152M
| $931K | ﹤0.01% |
76,775
-23,881
| -24% | -$303K |
|
4134
Digi International
DGII
$3.23B
| $928K | ﹤0.01% |
34,366
-23,856
| -41% | -$820K |
|
4135
Global Ship Lease
GSL
$1.49B
| $928K | ﹤0.01% |
50,579
-2,060
| -4% | -$40.2K |
|
|
SFBS
4136
ServisFirst Bancshares
SFBS
$5B
| $927K | ﹤0.01% |
17,774
-2,791
| -14% | -$148K |
|
4137
Shinhan Financial Group
SHG
$35.1B
| $926K | ﹤0.01% |
34,961
-1,927
| -5% | -$51.7K |
|
4138
LiveRamp
RAMP
$2.31B
| $926K | ﹤0.01% |
32,111
-23,122
| -42% | -$683K |
|
4139
News Corp Class A
NWSA
$15.6B
| $925K | ﹤0.01% |
46,131
-254,392
| -85% | -$5.16M |
|
|
CHW
4140
Calamos Global Dynamic Income Fund
CHW
$555M
| $924K | ﹤0.01% |
166,848
-3,404
| -2% | -$20.3K |
|
4141
HNI Corp
HNI
$3.56B
| $923K | ﹤0.01% |
26,662
+6,286
| +31% | +$194K |
|
4142
Applied Digital
APLD
$8.81B
| $922K | ﹤0.01% |
147,827
+83,493
| +130% | +$583K |
|
|
BNY
4143
DELISTED
BlackRock New York Municipal Income Trust
BNY
| $922K | ﹤0.01% |
101,301
-14,330
| -12% | -$142K |
|
|
ENX
4144
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
| $920K | ﹤0.01% |
110,976
-2,577
| -2% | -$23.8K |
|
4145
Mueller Industries
MLI
$14.7B
| $920K | ﹤0.01% |
48,960
-222,952
| -82% | -$4.41M |
|
4146
Nuveen Core Equity Alpha Fund
JCE
$293M
| $919K | ﹤0.01% |
73,945
+3,876
| +6% | +$49.6K |
|
|
LPRO
4147
DELISTED
Open Lending Corp
LPRO
| $919K | ﹤0.01% |
125,518
+59,427
| +90% | +$544K |
|
4148
ZipRecruiter
ZIP
$388M
| $919K | ﹤0.01% |
76,623
+14,819
| +24% | +$241K |
|
4149
CALL
PENN Entertainment
PENN
$2.53B
| $918K | ﹤0.01% |
+40,000
| New | +$968K |
|
4150
PUT
MarketAxess Holdings
MKTX
$5.72B
| $917K | ﹤0.01% |
+4,292
| New | +$1.04M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.