UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4126
York Water
YORW
$536M
| $420K | ﹤0.01% |
9,663
-9,182
| -49% | -$417K |
|
|
ASG
4127
Liberty All-Star Growth Fund
ASG
$349M
| $419K | ﹤0.01% |
89,999
-7,344
| -8% | -$44.6K |
|
4128
CALL
Moderna
MRNA
$25.4B
| $419K | ﹤0.01% |
+14,000
| New | +$322K |
|
4129
Ryanair
RYAAY
$30.7B
| $419K | ﹤0.01% |
19,755
-43,230
| -69% | -$1.36M |
|
|
MNP
4130
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
| $419K | ﹤0.01% |
30,710
-6,630
| -18% | -$98.4K |
|
|
MSD
4131
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
| $416K | ﹤0.01% |
54,324
+32,901
| +154% | +$302K |
|
|
MAXR
4132
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
| $416K | ﹤0.01% |
38,893
-43,650
| -53% | -$683K |
|
4133
Westlake Corp
WLK
$10.2B
| $414K | ﹤0.01% |
10,829
-48,512
| -82% | -$2.73M |
|
4134
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.77B
| $413K | ﹤0.01% |
12,276
+11,175
| +1,015% | +$446K |
|
4135
Stock Yards Bancorp
SYBT
$2.64B
| $411K | ﹤0.01% |
14,209
-12,711
| -47% | -$458K |
|
4136
Constellium
CSTM
$3.95B
| $410K | ﹤0.01% |
78,696
+72,320
| +1,134% | +$777K |
|
4137
iShares MSCI Italy ETF
EWI
$1.08B
| $410K | ﹤0.01% |
19,781
-12,738
| -39% | -$340K |
|
4138
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$194M
| $410K | ﹤0.01% |
7,454
-39,271
| -84% | -$2.43M |
|
4139
PUT
Rio Tinto
RIO
$160B
| $410K | ﹤0.01% |
+9,000
| New | +$462K |
|
4140
Upland Software
UPLD
$17.9M
| $410K | ﹤0.01% |
1,526
-1,672
| -52% | -$605K |
|
|
HMHC
4141
DELISTED
Houghton Mifflin Harcourt Company
HMHC
| $410K | ﹤0.01% |
218,325
-66,500
| -23% | -$338K |
|
|
DMB
4142
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$197M
| $409K | ﹤0.01% |
33,024
-2,150
| -6% | -$30K |
|
4143
Direxion Daily Financial Bull 3x ETF
FAS
$2.5B
| $409K | ﹤0.01% |
17,424
+14,787
| +561% | +$1.13M |
|
|
SFIX
4144
PUT
Stitch Fix
SFIX
$487M
| $409K | ﹤0.01% |
32,200
-23,000
| -42% | -$499K |
|
|
AEGN
4145
DELISTED
Aegion Corp
AEGN
| $408K | ﹤0.01% |
22,770
-26,118
| -53% | -$517K |
|
4146
Kodiak Sciences
KOD
$2.5B
| $407K | ﹤0.01% |
8,538
-11,372
| -57% | -$682K |
|
4147
First Trust Energy AlphaDEX Fund
FXN
$387M
| $406K | ﹤0.01% |
102,039
+6,837
| +7% | +$52.3K |
|
4148
Scansource
SCSC
$1.06B
| $406K | ﹤0.01% |
18,966
-15,682
| -45% | -$458K |
|
4149
StoneX
SNEX
$8.05B
| $406K | ﹤0.01% |
56,558
-47,805
| -46% | -$424K |
|
4150
Groupon
GRPN
$894M
| $405K | ﹤0.01% |
20,682
-470,812
| -96% | -$18.5M |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.