UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$956M |
| 2 |
SPDR Gold Trust
GLD
|
+$760M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 4 |
ExxonMobil
XOM
|
+$530M |
| 5 |
iShares China Large-Cap ETF
FXI
|
+$448M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4126
CALL
Bath & Body Works
BBWI
$4.1B
| $424K | ﹤0.01% |
11,133
-28,204
| -72% | -$1.27M |
|
4127
Enpro
NPO
$7.05B
| $424K | ﹤0.01% |
5,960
-3,123
| -34% | -$207K |
|
|
FAM
4128
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
| $423K | ﹤0.01% |
36,367
+5,756
| +19% | +$65.4K |
|
4129
Invesco Trust for Investment Grade New York Municipals
VTN
$168M
| $422K | ﹤0.01% |
31,301
+2,474
| +9% | +$33.2K |
|
|
HK
4130
DELISTED
Halcon Resources Corporation
HK
| $422K | ﹤0.01% |
54,859
-384,786
| -88% | -$3.24M |
|
4131
First Trust Dow Jones Select MicroCap Index Fund
FDM
$271M
| $421K | ﹤0.01% |
9,880
+4,105
| +71% | +$176K |
|
4132
Banco de Chile
BCH
$20.9B
| $420K | ﹤0.01% |
18,322
+8,911
| +95% | +$204K |
|
4133
Designer Brands
DBI
$333M
| $419K | ﹤0.01% |
20,281
+10,614
| +110% | +$220K |
|
|
SASR
4134
DELISTED
Sandy Spring Bancorp Inc
SASR
| $419K | ﹤0.01% |
10,204
-2,715
| -21% | -$112K |
|
|
ACHN
4135
DELISTED
Achillion Pharmaceuticals
ACHN
| $419K | ﹤0.01% |
99,417
-95,600
| -49% | -$397K |
|
4136
El Paso Energy Capital Trust I
EP.PRC
$223M
| $418K | ﹤0.01% |
8,358
-398
| -5% | -$19.9K |
|
4137
United States 12 Month Natural Gas Fund
UNL
$13.3M
| $418K | ﹤0.01% |
39,433
+34,704
| +734% | +$366K |
|
4138
CALL
GameStop
GME
$8.6B
| $417K | ﹤0.01% |
74,000
+62,000
| +517% | +$379K |
|
|
4139
PUT
GameStop
GME
$8.6B
| $417K | ﹤0.01% |
+74,000
| New | +$452K |
|
4140
LCI Industries
LCII
$2.65B
| $417K | ﹤0.01% |
4,182
-5,789
| -58% | -$623K |
|
4141
Kennametal
KMT
$2.52B
| $416K | ﹤0.01% |
10,614
-18,022
| -63% | -$664K |
|
4142
Douglas Dynamics
PLOW
$1.02B
| $415K | ﹤0.01% |
13,540
-3,805
| -22% | -$123K |
|
4143
Rockwell Medical
RMTI
$28.2M
| $415K | ﹤0.01% |
603
-67
| -10% | -$44.2K |
|
4144
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$718M
| $414K | ﹤0.01% |
6,236
+4,911
| +371% | +$323K |
|
|
TPH
4145
DELISTED
Tri Pointe Homes
TPH
| $414K | ﹤0.01% |
33,014
-5,106
| -13% | -$62.7K |
|
|
KEM
4146
DELISTED
KEMET Corporation
KEM
| $414K | ﹤0.01% |
34,459
+30,550
| +782% | +$277K |
|
4147
El Pollo Loco
LOCO
$462M
| $413K | ﹤0.01% |
34,560
-4,656
| -12% | -$57.1K |
|
4148
Towne Bank
TOWN
$3.42B
| $413K | ﹤0.01% |
12,735
-11,503
| -47% | -$373K |
|
4149
Transcat
TRNS
$871M
| $412K | ﹤0.01% |
32,402
-226
| -0.7% | -$2.63K |
|
4150
Old National Bancorp
ONB
$10.2B
| $409K | ﹤0.01% |
23,569
-14,981
| -39% | -$268K |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $9.1B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $956M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.