UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4101
Hagerty
HGTY
$1.32B
| $965K | ﹤0.01% |
118,098
-19,888
| -14% | -$174K |
|
|
FSR
4102
CALL
DELISTED
Fisker Inc.
FSR
| $963K | ﹤0.01% |
150,000
-50,000
| -25% | -$304K |
|
|
LTHM
4103
CALL
DELISTED
Livent Corporation
LTHM
| $963K | ﹤0.01% |
52,300
+6,000
| +13% | +$137K |
|
4104
Azenta
AZTA
$1.49B
| $963K | ﹤0.01% |
19,182
-3,981
| -17% | -$200K |
|
4105
Deluxe
DLX
$1.11B
| $961K | ﹤0.01% |
50,890
+21,783
| +75% | +$423K |
|
4106
Sinclair Inc
SBGI
$1.03B
| $961K | ﹤0.01% |
85,654
+42,380
| +98% | +$546K |
|
4107
Nelnet
NNI
$4.55B
| $960K | ﹤0.01% |
10,744
-6,990
| -39% | -$660K |
|
4108
8x8 Inc
EGHT
$303M
| $959K | ﹤0.01% |
380,668
+258,863
| +213% | +$920K |
|
4109
CALL
Marathon Digital Holdings
MARA
$3.56B
| $959K | ﹤0.01% |
112,800
+57,000
| +102% | +$765K |
|
4110
Newmark Group
NMRK
$2.77B
| $958K | ﹤0.01% |
149,044
+33,868
| +29% | +$235K |
|
4111
BlackRock MuniHoldings Fund
MHD
$610M
| $956K | ﹤0.01% |
92,732
-65,357
| -41% | -$740K |
|
4112
KraneShares Global Carbon Strategy ETF
KRBN
$132M
| $955K | ﹤0.01% |
26,430
-1,319
| -5% | -$49.8K |
|
4113
PUT
Criteo S.A. Ordinary Shares
CRTO
$915M
| $955K | ﹤0.01% |
+32,700
| New | +$1M |
|
4114
State Street SPDR Portfolio Europe ETF
SPEU
$743M
| $954K | ﹤0.01% |
26,421
+2,144
| +9% | +$81.4K |
|
|
URG
4115
Ur-Energy
URG
$533M
| $953K | ﹤0.01% |
618,774
-33,723
| -5% | -$41.1K |
|
4116
CALL
Thor Industries
THO
$4.11B
| $951K | ﹤0.01% |
+10,000
| New | +$1.04M |
|
4117
Hillman Solutions
HLMN
$1.71B
| $951K | ﹤0.01% |
115,267
-47,212
| -29% | -$429K |
|
4118
FTI Consulting
FCN
$4.24B
| $949K | ﹤0.01% |
5,322
+4,148
| +353% | +$773K |
|
4119
LivePerson
LPSN
$35.9M
| $947K | ﹤0.01% |
16,236
+4,774
| +42% | +$314K |
|
|
MODN
4120
DELISTED
MODEL N, INC.
MODN
| $946K | ﹤0.01% |
38,752
+12,605
| +48% | +$374K |
|
4121
Fidus Investment
FDUS
$751M
| $945K | ﹤0.01% |
49,233
-124
| -0.3% | -$2.44K |
|
4122
Moog Inc Class A
MOG.A
$13.5B
| $942K | ﹤0.01% |
8,335
-14,614
| -64% | -$1.64M |
|
4123
Interparfums
IPAR
$3.7B
| $941K | ﹤0.01% |
7,005
-11,315
| -62% | -$1.55M |
|
|
BVH
4124
DELISTED
Bluegreen Vacations Holding Corporation
BVH
| $938K | ﹤0.01% |
25,585
+12,648
| +98% | +$459K |
|
4125
Westamerica Bancorp
WABC
$1.39B
| $938K | ﹤0.01% |
21,681
-7,665
| -26% | -$343K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.