UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4101
Precigen
PGEN
$2.32B
| $431K | ﹤0.01% |
126,809
-8,700
| -6% | -$37.5K |
|
|
CCF
4102
DELISTED
Chase Corporation
CCF
| $431K | ﹤0.01% |
5,238
-4,109
| -44% | -$378K |
|
|
ECHO
4103
DELISTED
Echo Global Logistics, Inc.
ECHO
| $431K | ﹤0.01% |
25,239
-30,141
| -54% | -$587K |
|
4104
Stellus Capital Investment Corp
SCM
$254M
| $430K | ﹤0.01% |
59,029
-248,534
| -81% | -$3.1M |
|
|
IMLP
4105
DELISTED
iPath S&P MLP ETN
IMLP
| $430K | ﹤0.01% |
67,139
+6,862
| +11% | +$82.7K |
|
4106
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$145M
| $429K | ﹤0.01% |
31,957
-3,140
| -9% | -$44.4K |
|
|
X
4107
DELISTED
US Steel
X
| $429K | ﹤0.01% |
67,859
-246,892
| -78% | -$2.07M |
|
4108
Bar Harbor Bankshares
BHB
$681M
| $428K | ﹤0.01% |
24,758
-7,259
| -23% | -$155K |
|
|
PFC
4109
DELISTED
Premier Financial Corp. Common Stock
PFC
| $428K | ﹤0.01% |
29,051
+2,645
| +10% | +$67.4K |
|
4110
Standex International
SXI
$3.97B
| $427K | ﹤0.01% |
8,714
-8,598
| -50% | -$565K |
|
|
CFMS
4111
DELISTED
Conformis, Inc. Common Stock
CFMS
| $427K | ﹤0.01% |
27,076
-5,591
| -17% | -$137K |
|
4112
Nuveen Arizona Quality Municipal Income Fund
NAZ
$159M
| $426K | ﹤0.01% |
34,336
+1,516
| +5% | +$20.4K |
|
|
JPMV
4113
DELISTED
iShares Edge MSCI Min Vol Japan ETF
JPMV
| $426K | ﹤0.01% |
7,329
+1,602
| +28% | +$101K |
|
4114
Rocket Pharmaceuticals
RCKT
$367M
| $425K | ﹤0.01% |
30,408
-25,706
| -46% | -$509K |
|
4115
LendingTree
TREE
$461M
| $425K | ﹤0.01% |
2,314
-7,486
| -76% | -$2.12M |
|
|
LBAI
4116
DELISTED
Lakeland Bancorp Inc
LBAI
| $425K | ﹤0.01% |
39,354
-23,581
| -37% | -$349K |
|
|
TLRA
4117
DELISTED
Telaria, Inc.
TLRA
| $425K | ﹤0.01% |
70,835
-14,300
| -17% | -$142K |
|
4118
Credit Acceptance
CACC
$6.05B
| $423K | ﹤0.01% |
1,655
-6,210
| -79% | -$2.51M |
|
4119
NETGEAR
NTGR
$647M
| $423K | ﹤0.01% |
18,504
+15,978
| +633% | +$359K |
|
4120
Smith Micro Software
SMSI
$16.2M
| $423K | ﹤0.01% |
2,510
+4
| +0.2% | +$796 |
|
4121
Gildan
GIL
$10.6B
| $422K | ﹤0.01% |
33,086
-89,709
| -73% | -$2.16M |
|
|
VTLE
4122
DELISTED
Vital Energy
VTLE
| $422K | ﹤0.01% |
55,593
+18,009
| +48% | +$522K |
|
|
IMGN
4123
DELISTED
Immunogen Inc
IMGN
| $422K | ﹤0.01% |
123,615
-87,687
| -41% | -$383K |
|
|
NXGN
4124
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
| $421K | ﹤0.01% |
40,341
-33,590
| -45% | -$433K |
|
|
SAGE
4125
DELISTED
Sage Therapeutics
SAGE
| $420K | ﹤0.01% |
14,593
+3,369
| +30% | +$195K |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.