UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4101
STMicroelectronics
STM
$50B
| $492K | ﹤0.01% |
43,316
-109,033
| -72% | -$1.03M |
|
|
ATHN
4102
DELISTED
Athenahealth, Inc.
ATHN
| $492K | ﹤0.01% |
4,679
+3,754
| +406% | +$404K |
|
|
CBI
4103
CALL
DELISTED
Chicago Bridge & Iron Nv
CBI
| $492K | ﹤0.01% |
15,500
| – | – |
|
4104
Ezcorp Inc
EZPW
$1.71B
| $491K | ﹤0.01% |
46,169
+21,227
| +85% | +$229K |
|
4105
ProShares UltraPro Short S&P 500
SPXU
$389M
| $491K | ﹤0.01% |
+60
| New | +$537K |
|
|
NXTM
4106
DELISTED
NxStage Medical Inc.
NXTM
| $491K | ﹤0.01% |
18,735
+270
| +1% | +$6.68K |
|
|
DNI
4107
DELISTED
Dividend and Income Fund
DNI
| $490K | ﹤0.01% |
41,386
-8,677
| -17% | -$98.4K |
|
|
ARCH
4108
DELISTED
Arch Resources, Inc.
ARCH
| $490K | ﹤0.01% |
+6,273
| New | +$474K |
|
4109
Boston Beer
SAM
$1.92B
| $488K | ﹤0.01% |
2,875
-1,145
| -28% | -$190K |
|
|
ISCA
4110
DELISTED
International Speedway Corp
ISCA
| $485K | ﹤0.01% |
13,166
+6,827
| +108% | +$240K |
|
|
SDLP
4111
DELISTED
SEADRILL PARTNERS LLC
SDLP
| $485K | ﹤0.01% |
11,534
-9,102
| -44% | -$332K |
|
|
WLH
4112
DELISTED
WILLIAM LYON HOMES
WLH
| $484K | ﹤0.01% |
25,406
+17,080
| +205% | +$324K |
|
4113
PJT Partners
PJT
$4.38B
| $483K | ﹤0.01% |
15,641
-7,740
| -33% | -$223K |
|
4114
Rockwell Medical
RMTI
$28.2M
| $483K | ﹤0.01% |
670
+71
| +12% | +$49.1K |
|
|
EXAC
4115
DELISTED
Exactech Inc
EXAC
| $483K | ﹤0.01% |
17,704
+1,872
| +12% | +$49.5K |
|
4116
El Pollo Loco
LOCO
$462M
| $482K | ﹤0.01% |
39,216
+35,831
| +1,059% | +$443K |
|
4117
UNIFI
UFI
$134M
| $482K | ﹤0.01% |
14,763
+3,223
| +28% | +$99K |
|
4118
CBIZ
CBZ
$2.96B
| $481K | ﹤0.01% |
35,102
+9,197
| +36% | +$112K |
|
4119
First Horizon
FHN
$12.1B
| $481K | ﹤0.01% |
24,031
+6,346
| +36% | +$112K |
|
4120
Fossil Group
FOSL
$318M
| $481K | ﹤0.01% |
18,611
+9,905
| +114% | +$298K |
|
|
OPPJ
4121
WisdomTree Trust WisdomTree Japan Opportunities Fund
OPPJ
$284M
| $480K | ﹤0.01% |
26,528
-15,200
| -36% | -$259K |
|
|
GOGL
4122
DELISTED
Golden Ocean Group
GOGL
| $480K | ﹤0.01% |
101,982
-24,465
| -19% | -$99.5K |
|
4123
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.38B
| $480K | ﹤0.01% |
13,970
-21,270
| -60% | -$725K |
|
4124
Invesco Bond Fund
VBF
$169M
| $479K | ﹤0.01% |
25,900
+7,437
| +40% | +$139K |
|
|
AEL
4125
DELISTED
American Equity Investment Life Holding Company
AEL
| $478K | ﹤0.01% |
21,216
-13,201
| -38% | -$264K |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.