UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SBR
4076
Sabine Royalty Trust
SBR
$1.03B
| $580K | ﹤0.01% |
14,204
-2,842
| -17% | -$112K |
|
|
ACHN
4077
DELISTED
Achillion Pharmaceuticals
ACHN
| $580K | ﹤0.01% |
129,114
+44,006
| +52% | +$195K |
|
|
WIN
4078
DELISTED
Windstream Holdings Inc
WIN
| $580K | ﹤0.01% |
65,583
+59,402
| +961% | +$787K |
|
4079
Luxfer Holdings
LXFR
$457M
| $579K | ﹤0.01% |
46,489
+19,004
| +69% | +$237K |
|
|
LTM
4080
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
| $579K | ﹤0.01% |
43,656
-3,423
| -7% | -$42.5K |
|
4081
Tennant Co
TNC
$1.31B
| $578K | ﹤0.01% |
8,724
+1,763
| +25% | +$118K |
|
|
BCPC
4082
Balchem Corp
BCPC
$5.75B
| $578K | ﹤0.01% |
7,108
+848
| +14% | +$65.1K |
|
4083
CorVel
CRVL
$3.19B
| $577K | ﹤0.01% |
31,815
+2,115
| +7% | +$35.3K |
|
|
PAI
4084
Western Asset Investment Grade Income Fund
PAI
$113M
| $577K | ﹤0.01% |
35,119
-4,623
| -12% | -$72.9K |
|
|
YRD
4085
Yiren Digital
YRD
$108M
| $576K | ﹤0.01% |
13,748
+12,602
| +1,100% | +$472K |
|
4086
Smith & Nephew
SNN
$12.5B
| $575K | ﹤0.01% |
15,794
+2,677
| +20% | +$95.2K |
|
4087
World Acceptance Corp
WRLD
$886M
| $573K | ﹤0.01% |
6,909
+1,417
| +26% | +$109K |
|
4088
Weyco Group
WEYS
$419M
| $572K | ﹤0.01% |
20,155
+1,052
| +6% | +$29.2K |
|
4089
CALL
Avis
CAR
$4.89B
| $571K | ﹤0.01% |
15,000
| – | – |
|
4090
CALL
Check Point Software Technologies
CHKP
$12.8B
| $570K | ﹤0.01% |
5,000
+2,100
| +72% | +$231K |
|
4091
First Merchants
FRME
$2.69B
| $570K | ﹤0.01% |
13,283
+12,069
| +994% | +$481K |
|
|
EXAC
4092
DELISTED
Exactech Inc
EXAC
| $569K | ﹤0.01% |
17,264
+656
| +4% | +$19.7K |
|
4093
Sprott Physical Gold
PHYS
$15.3B
| $568K | ﹤0.01% |
54,392
-26,133
| -32% | -$273K |
|
|
PWY
4094
DELISTED
POWERSHARES DYNAMIC SMALL CAP VALUE PORTFOLIO
PWY
| $567K | ﹤0.01% |
18,711
-6,749
| -27% | -$205K |
|
4095
Avient
AVNT
$3.91B
| $566K | ﹤0.01% |
14,150
+8,878
| +168% | +$331K |
|
4096
First Commonwealth Financial
FCF
$2.17B
| $566K | ﹤0.01% |
40,093
+11,385
| +40% | +$147K |
|
4097
Invesco Trust for Investment Grade New York Municipals
VTN
$165M
| $566K | ﹤0.01% |
41,368
+11,062
| +37% | +$153K |
|
4098
Douglas Dynamics
PLOW
$1.04B
| $565K | ﹤0.01% |
14,351
+1,104
| +8% | +$37.7K |
|
4099
ProShares Ultra S&P500
SSO
$8.26B
| $564K | ﹤0.01% |
46,616
-2,944
| -6% | -$34.2K |
|
|
FAM
4100
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
| $563K | ﹤0.01% |
47,748
+16,175
| +51% | +$190K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.