UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4051
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
| $1.02M | ﹤0.01% |
51,310
+10,697
| +26% | +$222K |
|
4052
CALL
Nucor
NUE
$61.8B
| $1.02M | ﹤0.01% |
+6,500
| New | +$1.08M |
|
|
LADR
4053
Ladder Capital
LADR
$1.27B
| $1.02M | ﹤0.01% |
99,008
-73,605
| -43% | -$797K |
|
4054
CALL
Bath & Body Works
BBWI
$3.76B
| $1.01M | ﹤0.01% |
+30,000
| New | +$1.09M |
|
4055
PUT
Lyft
LYFT
$6.48B
| $1.01M | ﹤0.01% |
96,200
| – | – |
|
4056
Smith & Nephew
SNN
$12.6B
| $1.01M | ﹤0.01% |
40,913
-1,184
| -3% | -$33.2K |
|
|
PMM
4057
Franklin Managed Municipal Income Trust
PMM
$272M
| $1.01M | ﹤0.01% |
185,247
-8,113
| -4% | -$47.3K |
|
4058
ALPS Clean Energy ETF
ACES
$124M
| $1.01M | ﹤0.01% |
27,701
+1,318
| +5% | +$56.8K |
|
4059
Coinbase
COIN
$40.6B
| $1.01M | ﹤0.01% |
13,490
-7,632
| -36% | -$643K |
|
4060
FerroAtlántica
GSM
$818M
| $1.01M | ﹤0.01% |
194,761
-59,667
| -23% | -$310K |
|
|
MORF
4061
DELISTED
Morphic Holding, Inc. Common Stock
MORF
| $1.01M | ﹤0.01% |
44,149
+25,666
| +139% | +$1.35M |
|
4062
PUT
Amcor
AMCR
$21.4B
| $1.01M | ﹤0.01% |
22,060
-14,360
| -39% | -$692K |
|
4063
RB Global
RBA
$16B
| $1.01M | ﹤0.01% |
16,161
-18,368
| -53% | -$1.13M |
|
4064
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$17.8M
| $1.01M | ﹤0.01% |
20,454
-3,970
| -16% | -$211K |
|
4065
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$99.1M
| $1.01M | ﹤0.01% |
16,399
+91
| +0.6% | +$5.67K |
|
|
NML
4066
Neuberger Energy Infrastructure and Income Fund Inc
NML
$607M
| $1.01M | ﹤0.01% |
146,430
+9,025
| +7% | +$63.1K |
|
4067
Signet Jewelers
SIG
$3.6B
| $1.01M | ﹤0.01% |
14,016
-2,670
| -16% | -$198K |
|
4068
Live Oak Bancshares
LOB
$2.01B
| $1.01M | ﹤0.01% |
34,736
+8,954
| +35% | +$288K |
|
4069
Enterprise Financial Services Corp
EFSC
$2.4B
| $1M | ﹤0.01% |
26,798
+4,820
| +22% | +$192K |
|
4070
Vanguard US Momentum Factor ETF
VFMO
$1.94B
| $1M | ﹤0.01% |
8,858
-530
| -6% | -$63.3K |
|
4071
Columbia Diversified Fixed Income Allocation ETF
DIAL
$388M
| $1M | ﹤0.01% |
59,638
+2,149
| +4% | +$37.2K |
|
4072
Mirion Technologies
MIR
$3.88B
| $1M | ﹤0.01% |
134,402
-2,253
| -2% | -$17.8K |
|
4073
Unitil
UTL
$992M
| $1M | ﹤0.01% |
23,490
-11,210
| -32% | -$549K |
|
4074
Sensata Technologies
ST
$6.61B
| $1M | ﹤0.01% |
26,493
-4,965
| -16% | -$200K |
|
4075
Valvoline
VVV
$4.31B
| $1M | ﹤0.01% |
31,062
+7,282
| +31% | +$256K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.