UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4051
Nuveen Arizona Quality Municipal Income Fund
NAZ
$158M
| $520K | ﹤0.01% |
37,175
+6,024
| +19% | +$88.2K |
|
4052
QuickLogic
QUIK
$257M
| $520K | ﹤0.01% |
26,691
+169
| +0.6% | +$2.21K |
|
|
SHI
4053
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
| $520K | ﹤0.01% |
9,604
-1,212
| -11% | -$62.9K |
|
4054
Astec Industries
ASTE
$1.02B
| $519K | ﹤0.01% |
7,694
+7,377
| +2,327% | +$461K |
|
4055
Heritage Insurance Holdings
HRTG
$991M
| $519K | ﹤0.01% |
33,070
+5,774
| +21% | +$80.4K |
|
|
LTXB
4056
DELISTED
LegacyTexas Financial Group Inc
LTXB
| $519K | ﹤0.01% |
12,047
+10,665
| +772% | +$398K |
|
4057
Penumbra
PEN
$12.8B
| $518K | ﹤0.01% |
8,119
-174,086
| -96% | -$11.6M |
|
4058
Sprott Physical Gold
PHYS
$15.7B
| $518K | ﹤0.01% |
55,238
-59,351
| -52% | -$595K |
|
|
ROIC
4059
DELISTED
Retail Opportunity Investments Corp.
ROIC
| $518K | ﹤0.01% |
24,508
+361
| +1% | +$7.4K |
|
|
SASR
4060
DELISTED
Sandy Spring Bancorp Inc
SASR
| $517K | ﹤0.01% |
12,919
+3,346
| +35% | +$116K |
|
|
PCBK
4061
DELISTED
Pacific Continental Corp
PCBK
| $517K | ﹤0.01% |
23,668
+2,130
| +10% | +$39.9K |
|
4062
Community Health Systems
CYH
$423M
| $516K | ﹤0.01% |
92,365
-2,145
| -2% | -$14.9K |
|
|
UCB
4063
United Community Banks
UCB
$4.28B
| $515K | ﹤0.01% |
17,383
-20,878
| -55% | -$523K |
|
|
RAS
4064
DELISTED
RAIT Financial Trust
RAS
| $515K | ﹤0.01% |
153,276
+26,421
| +21% | +$81.4K |
|
4065
Mistras Group
MG
$512M
| $514K | ﹤0.01% |
19,993
+7,967
| +66% | +$182K |
|
4066
PennyMac Financial
PFSI
$4.02B
| $514K | ﹤0.01% |
30,835
+27,311
| +775% | +$465K |
|
|
AKP
4067
DELISTED
Alliance Californa Muni Fd
AKP
| $514K | ﹤0.01% |
38,833
-8,199
| -17% | -$115K |
|
|
AES.PRC.CL
4068
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
| $514K | ﹤0.01% |
10,208
-127
| -1% | -$6.42K |
|
4069
CALL
PayPal
PYPL
$50.5B
| $513K | ﹤0.01% |
13,000
-58,400
| -82% | -$2.35M |
|
4070
Ennis
EBF
$564M
| $512K | ﹤0.01% |
29,512
+27,589
| +1,435% | +$449K |
|
4071
Regal Rexnord
RRX
$11.9B
| $512K | ﹤0.01% |
7,400
-212
| -3% | -$14K |
|
|
SDRL
4072
DELISTED
Seadrill Limited Common Stock
SDRL
| $512K | ﹤0.01% |
560
-452
| -45% | -$331K |
|
|
LCM
4073
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
| $511K | ﹤0.01% |
61,670
+14,386
| +30% | +$117K |
|
4074
La-Z-Boy
LZB
$1.69B
| $510K | ﹤0.01% |
16,413
+13,004
| +381% | +$352K |
|
|
PWE
4075
DELISTED
Penn West Energy Petroleum Ltd
PWE
| $510K | ﹤0.01% |
288,069
-20,559
| -7% | -$35.4K |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.