UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.93% |
| 2 | Financials | 6.61% |
| 3 | Consumer Discretionary | 6.23% |
| 4 | Healthcare | 5.77% |
| 5 | Communication Services | 4.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4026
iShares MSCI South Africa ETF
EZA
$559M
| $1M | ﹤0.01% |
22,876
+17,100
| +296% | +$705K |
|
4027
First Merchants
FRME
$2.72B
| $1M | ﹤0.01% |
26,797
-1,556
| -5% | -$48.3K |
|
4028
Shenandoah Telecom
SHEN
$744M
| $1M | ﹤0.01% |
23,173
+20,495
| +765% | +$920K |
|
4029
Atkore
ATKR
$3.17B
| $1M | ﹤0.01% |
24,350
+7,700
| +46% | +$243K |
|
4030
CoreCivic
CXW
$3.13B
| $1M | ﹤0.01% |
152,761
+30,254
| +25% | +$218K |
|
|
ZGNX
4031
CALL
DELISTED
Zogenix, Inc.
ZGNX
| $1M | ﹤0.01% |
50,000
| – | – |
|
|
RUTH
4032
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
| $996K | ﹤0.01% |
56,176
+42,786
| +320% | +$601K |
|
4033
iShares International Dividend Growth ETF
IGRO
$1.31B
| $995K | ﹤0.01% |
15,758
+5,750
| +57% | +$338K |
|
|
TXNM
4034
TXNM Energy Inc
TXNM
$5.91B
| $994K | ﹤0.01% |
20,488
-38,455
| -65% | -$1.85M |
|
4035
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
| $993K | ﹤0.01% |
8,276
-90
| -1% | -$10.3K |
|
|
SAGE
4036
DELISTED
Sage Therapeutics
SAGE
| $993K | ﹤0.01% |
11,477
-10,390
| -48% | -$766K |
|
4037
Commault Systems
CVLT
$6.26B
| $992K | ﹤0.01% |
17,905
-39,468
| -69% | -$1.84M |
|
4038
CALL
Alcoa
AA
$13.1B
| $991K | ﹤0.01% |
43,000
| – | – |
|
4039
CEVA Inc
CEVA
$855M
| $987K | ﹤0.01% |
21,687
-3,223
| -13% | -$132K |
|
|
NXJ
4040
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
| $987K | ﹤0.01% |
68,703
+3,553
| +5% | +$49.4K |
|
|
FMN
4041
Federated Hermes Premier Municipal Income Fund
FMN
$87.5M
| $986K | ﹤0.01% |
66,649
-1,626
| -2% | -$23.3K |
|
4042
Tenable Holdings
TENB
$4.41B
| $986K | ﹤0.01% |
18,870
+13,085
| +226% | +$518K |
|
4043
OFG Bancorp
OFG
$2.26B
| $985K | ﹤0.01% |
53,117
+10,052
| +23% | +$162K |
|
|
ALEX
4044
DELISTED
Alexander & Baldwin
ALEX
| $981K | ﹤0.01% |
57,076
-14,345
| -20% | -$209K |
|
4045
Kinetik
KNTK
$4.16B
| $980K | ﹤0.01% |
41,310
+21,660
| +110% | +$317K |
|
|
ADAP
4046
DELISTED
Adaptimmune Therapeutics
ADAP
| $978K | ﹤0.01% |
181,582
+56,249
| +45% | +$306K |
|
4047
City Holding Co
CHCO
$2.08B
| $978K | ﹤0.01% |
14,055
+3,082
| +28% | +$200K |
|
|
EXK
4048
Endeavour Silver
EXK
$3.05B
| $977K | ﹤0.01% |
193,991
+145,021
| +296% | +$536K |
|
4049
CALL
Ziff Davis
ZD
$1.92B
| $977K | ﹤0.01% |
+11,500
| New | +$832K |
|
4050
Koppers
KOP
$874M
| $974K | ﹤0.01% |
31,259
+8,569
| +38% | +$223K |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2020 filing shows 1,125 new, 3,976 increased, 2,989 reduced and 738 closed positions. Its largest new stake was Vontier: 502,899 shares worth $16.8M. The largest sale was iShares Core MSCI EAFE ETF, an estimated $1.91B.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.