UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$956M |
| 2 |
SPDR Gold Trust
GLD
|
+$760M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 4 |
ExxonMobil
XOM
|
+$530M |
| 5 |
iShares China Large-Cap ETF
FXI
|
+$448M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4001
CALL
BlackBerry
BB
$5.26B
| $508K | ﹤0.01% |
65,610
-398,800
| -86% | -$2.84M |
|
|
IBA
4002
DELISTED
Industrias Bachoco SAB De C.V.
IBA
| $507K | ﹤0.01% |
9,340
+179
| +2% | +$8.78K |
|
4003
Home BancShares
HOMB
$6.18B
| $505K | ﹤0.01% |
18,662
-12,415
| -40% | -$341K |
|
4004
Westlake Corp
WLK
$9.9B
| $505K | ﹤0.01% |
7,642
-34,873
| -82% | -$2.21M |
|
4005
Gibraltar Industries
ROCK
$1.49B
| $502K | ﹤0.01% |
12,178
-2,311
| -16% | -$96.7K |
|
|
RRD
4006
DELISTED
RR Donnelley & Sons Co.
RRD
| $502K | ﹤0.01% |
41,408
-149,457
| -78% | -$2.39M |
|
|
FNSR
4007
DELISTED
Finisar Corp
FNSR
| $502K | ﹤0.01% |
18,354
-22,385
| -55% | -$686K |
|
4008
First Citizens BancShares
FCNCA
$25.3B
| $501K | ﹤0.01% |
1,494
-1,467
| -50% | -$521K |
|
4009
Capitol Federal Financial
CFFN
$1.1B
| $498K | ﹤0.01% |
34,065
-18,802
| -36% | -$288K |
|
4010
Mistras Group
MG
$512M
| $497K | ﹤0.01% |
23,279
+3,286
| +16% | +$74.5K |
|
|
PMF
4011
DELISTED
PIMCO Municipal Income Fund
PMF
| $497K | ﹤0.01% |
37,579
-2,154
| -5% | -$30.2K |
|
|
AFAM
4012
DELISTED
Almost Family Inc
AFAM
| $497K | ﹤0.01% |
10,234
-978
| -9% | -$46.8K |
|
|
AES.PRC.CL
4013
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
| $497K | ﹤0.01% |
9,725
-483
| -5% | -$24.5K |
|
4014
Hooker Furnishings Corp
HOFT
$166M
| $495K | ﹤0.01% |
15,967
-7,949
| -33% | -$263K |
|
4015
CubeSmart
CUBE
$9.41B
| $494K | ﹤0.01% |
19,029
+11,020
| +138% | +$289K |
|
4016
Tennant Co
TNC
$1.26B
| $494K | ﹤0.01% |
6,798
-4,060
| -37% | -$286K |
|
|
FEO
4017
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
| $494K | ﹤0.01% |
32,382
+1,561
| +5% | +$23.1K |
|
|
GCAP
4018
DELISTED
Gain Capital Holdings, Inc.
GCAP
| $494K | ﹤0.01% |
59,343
+46,030
| +346% | +$357K |
|
|
STMP
4019
DELISTED
Stamps.com, Inc.
STMP
| $494K | ﹤0.01% |
4,175
-2,244
| -35% | -$277K |
|
|
FSP
4020
Franklin Street Properties
FSP
$46.8M
| $493K | ﹤0.01% |
40,626
-16,521
| -29% | -$205K |
|
|
GZT
4021
DELISTED
Gazit-globe Ltd
GZT
| $493K | ﹤0.01% |
+47,052
| New | +$465K |
|
4022
WEX
WEX
$6.31B
| $492K | ﹤0.01% |
4,758
+2,836
| +148% | +$315K |
|
4023
Teekay Tankers
TNK
$2.68B
| $491K | ﹤0.01% |
29,899
-5,630
| -16% | -$104K |
|
|
NATI
4024
DELISTED
National Instruments Corp
NATI
| $491K | ﹤0.01% |
15,066
-5,129
| -25% | -$163K |
|
4025
PUT
Abbott
ABT
$187B
| $488K | ﹤0.01% |
11,000
-474,400
| -98% | -$20.5M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $9.1B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $956M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.