UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$956M |
| 2 |
SPDR Gold Trust
GLD
|
+$760M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 4 |
ExxonMobil
XOM
|
+$530M |
| 5 |
iShares China Large-Cap ETF
FXI
|
+$448M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3976
Haemonetics
HAE
$4B
| $516K | ﹤0.01% |
12,712
-6,340
| -33% | -$248K |
|
|
VFL
3977
DELISTED
abrdn National Municipal Income Fund
VFL
| $515K | ﹤0.01% |
39,791
-730
| -2% | -$9.5K |
|
|
ANAT
3978
DELISTED
American National Group, Inc. Common Stock
ANAT
| $515K | ﹤0.01% |
4,360
-364
| -8% | -$43.5K |
|
3979
LivaNova
LIVN
$4.2B
| $514K | ﹤0.01% |
10,490
-17,742
| -63% | -$863K |
|
|
IRR
3980
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
| $514K | ﹤0.01% |
78,398
+4,276
| +6% | +$27.5K |
|
3981
Andersons Inc
ANDE
$2.22B
| $513K | ﹤0.01% |
13,541
-5,125
| -27% | -$198K |
|
3982
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.18B
| $513K | ﹤0.01% |
4,903
+210
| +4% | +$21.4K |
|
3983
PUT
Danaher
DHR
$144B
| $513K | ﹤0.01% |
6,768
+5,866
| +650% | +$437K |
|
3984
iShares Global Clean Energy ETF
ICLN
$2.4B
| $513K | ﹤0.01% |
59,899
+24,448
| +69% | +$207K |
|
3985
IMAX
IMAX
$2.66B
| $513K | ﹤0.01% |
15,112
+2,435
| +19% | +$79.4K |
|
|
TSRO
3986
DELISTED
TESARO, Inc.
TSRO
| $513K | ﹤0.01% |
3,329
-43,027
| -93% | -$7.01M |
|
|
PGH
3987
DELISTED
Pengrowth Energy Corporation
PGH
| $513K | ﹤0.01% |
513,335
-13,325
| -3% | -$16.5K |
|
3988
Vaalco Energy
EGY
$594M
| $512K | ﹤0.01% |
558,624
+199,030
| +55% | +$214K |
|
3989
Weyco Group
WEYS
$440M
| $512K | ﹤0.01% |
18,216
+894
| +5% | +$25.1K |
|
|
GRMN
3990
CALL
Garmin
GRMN
$60B
| $511K | ﹤0.01% |
10,000
-10,000
| -50% | -$503K |
|
|
GRMN
3991
PUT
Garmin
GRMN
$60B
| $511K | ﹤0.01% |
10,000
-23,100
| -70% | -$1.16M |
|
|
HAPN
3992
Happen Inc
HAPN
$2.24B
| $511K | ﹤0.01% |
18,624
-359
| -2% | -$10.2K |
|
3993
National CineMedia
NCMI
$378M
| $511K | ﹤0.01% |
4,049
+1,094
| +37% | +$147K |
|
3994
NN Inc
NNBR
$291M
| $511K | ﹤0.01% |
20,255
+14,564
| +256% | +$304K |
|
3995
Cato Corp
CATO
$66.1M
| $510K | ﹤0.01% |
23,222
+22,121
| +2,009% | +$551K |
|
3996
Zumiez
ZUMZ
$339M
| $510K | ﹤0.01% |
27,856
-5,792
| -17% | -$113K |
|
|
CHUY
3997
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
| $510K | ﹤0.01% |
17,130
+16,548
| +2,843% | +$485K |
|
|
LCM
3998
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
| $510K | ﹤0.01% |
60,455
-1,215
| -2% | -$10.3K |
|
3999
CALL
Jack in the Box
JACK
$335M
| $509K | ﹤0.01% |
+5,000
| New | +$518K |
|
|
HNP
4000
DELISTED
Huaneng Power Intl, Inc.
HNP
| $509K | ﹤0.01% |
19,145
+9,080
| +90% | +$245K |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $9.1B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $956M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.