UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
| $142M | 0.05% |
2,472,388
-344,825
| -12% | -$19.9M |
|
377
Vanguard Real Estate ETF
VNQ
$39.2B
| $141M | 0.05% |
1,869,231
-18,211
| -1% | -$1.5M |
|
378
Southern Company
SO
$107B
| $141M | 0.05% |
2,183,222
-36,162
| -2% | -$2.51M |
|
379
Vanguard Financials ETF
VFH
$13.7B
| $140M | 0.05% |
1,741,453
-32,536
| -2% | -$2.72M |
|
380
iShares MSCI China ETF
MCHI
$6.33B
| $139M | 0.05% |
3,219,647
+2,366,014
| +277% | +$107M |
|
381
Fortinet
FTNT
$123B
| $138M | 0.05% |
2,356,621
-156,840
| -6% | -$10.4M |
|
382
TE Connectivity
TEL
$59.4B
| $138M | 0.05% |
1,117,557
+60,735
| +6% | +$8.12M |
|
383
iShares US Treasury Bond ETF
GOVT
$43.6B
| $138M | 0.05% |
6,245,077
-1,302,853
| -17% | -$29.3M |
|
384
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
| $138M | 0.05% |
1,337,749
-15,966
| -1% | -$1.66M |
|
385
Vanguard Russell 1000 Value ETF
VONV
$21.1B
| $137M | 0.05% |
2,057,376
+94,732
| +5% | +$6.59M |
|
386
Marvell Technology
MRVL
$196B
| $137M | 0.05% |
2,530,547
+504,681
| +25% | +$29.8M |
|
387
iShares MSCI ACWI ex US ETF
ACWX
$11.7B
| $136M | 0.05% |
2,902,622
-72,949
| -2% | -$3.57M |
|
388
iShares Select Dividend ETF
DVY
$23.8B
| $136M | 0.05% |
1,266,071
-26,570
| -2% | -$3.02M |
|
389
Citigroup
C
$230B
| $136M | 0.05% |
3,299,355
-1,564,279
| -32% | -$68.7M |
|
390
Diamondback Energy
FANG
$55.9B
| $136M | 0.05% |
875,481
-48,580
| -5% | -$7.17M |
|
391
Norfolk Southern
NSC
$75.6B
| $135M | 0.05% |
684,372
-26,667
| -4% | -$5.76M |
|
392
International Flavors & Fragrances
IFF
$20.6B
| $135M | 0.05% |
1,976,341
+178,376
| +10% | +$13M |
|
393
3M
MMM
$91.4B
| $135M | 0.05% |
1,720,796
-342,517
| -17% | -$29.4M |
|
394
Crown Castle
CCI
$33.9B
| $134M | 0.05% |
1,461,052
-15,209
| -1% | -$1.58M |
|
395
CrowdStrike
CRWD
$215B
| $133M | 0.05% |
3,177,932
-637,764
| -17% | -$24.8M |
|
396
PUT
Airbnb
ABNB
$89.4B
| $133M | 0.05% |
967,600
+342,700
| +55% | +$47.3M |
|
397
VanEck Oil Services ETF
OIH
$1.94B
| $133M | 0.05% |
384,517
+272,266
| +243% | +$92.1M |
|
|
X
398
PUT
DELISTED
US Steel
X
| $133M | 0.05% |
4,084,600
+240,300
| +6% | +$6.74M |
|
399
AstraZeneca
AZN
$241B
| $133M | 0.05% |
978,634
+85,740
| +10% | +$11.7M |
|
400
Vanguard FTSE Europe ETF
VGK
$31.1B
| $131M | 0.05% |
2,253,332
-815,132
| -27% | -$49.7M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,256 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.