UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
XYZ
376
Block Inc
XYZ
$50.4B
| $154M | 0.05% |
641,917
-231,504
| -27% | -$59.5M |
|
377
iShares MSCI USA Value Factor ETF
VLUE
$9.45B
| $153M | 0.05% |
1,522,559
-79,741
| -5% | -$8.28M |
|
378
PUT
Starbucks
SBUX
$120B
| $152M | 0.05% |
1,380,481
+29,700
| +2% | +$3.48M |
|
379
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
| $152M | 0.05% |
1,320,822
-77,429
| -6% | -$9.05M |
|
380
PUT
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
| $152M | 0.05% |
1,690,000
+860,000
| +104% | +$78.1M |
|
381
State Street SPDR S&P Regional Banking ETF
KRE
$4.74B
| $151M | 0.05% |
2,232,926
+991,900
| +80% | +$63.8M |
|
382
American International
AIG
$42.1B
| $151M | 0.05% |
2,751,101
+33,854
| +1% | +$1.74M |
|
383
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
| $151M | 0.05% |
2,192,169
+40,035
| +2% | +$2.85M |
|
384
Warner Music
WMG
$13.5B
| $150M | 0.05% |
3,516,548
+196,720
| +6% | +$7.48M |
|
|
LNW
385
DELISTED
Light & Wonder
LNW
| $150M | 0.05% |
1,806,218
-222,479
| -11% | -$15.7M |
|
386
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
| $150M | 0.05% |
3,377,660
+75,976
| +2% | +$3.51M |
|
387
CrowdStrike
CRWD
$215B
| $149M | 0.05% |
2,431,044
+751,276
| +45% | +$48.5M |
|
388
Paychex
PAYX
$42.2B
| $149M | 0.05% |
1,328,150
+159,819
| +14% | +$18M |
|
389
Nasdaq
NDAQ
$52.3B
| $149M | 0.05% |
2,319,855
-354,213
| -13% | -$22.3M |
|
390
Uber
UBER
$147B
| $149M | 0.05% |
3,327,530
-1,393,900
| -30% | -$60.9M |
|
391
Skyworks Solutions
SWKS
$10.1B
| $149M | 0.05% |
902,111
+112,117
| +14% | +$20.5M |
|
392
iShares MSCI ACWI ex US ETF
ACWX
$11.7B
| $148M | 0.05% |
2,673,514
+110,954
| +4% | +$6.32M |
|
393
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34B
| $148M | 0.05% |
3,153,325
-56,865
| -2% | -$2.75M |
|
|
MMP
394
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $148M | 0.05% |
3,247,185
-11,952
| -0.4% | -$568K |
|
395
State Street SPDR S&P Retail ETF
XRT
$332M
| $147M | 0.05% |
1,630,033
-421,128
| -21% | -$40M |
|
396
PUT
Blackrock
BLK
$175B
| $147M | 0.05% |
175,336
+52,220
| +42% | +$46.8M |
|
397
CALL
Bank of America
BAC
$440B
| $147M | 0.05% |
3,461,234
+859,642
| +33% | +$34.6M |
|
398
CALL
Fair Isaac
FICO
$22.6B
| $147M | 0.05% |
369,000
+342,300
| +1,282% | +$163M |
|
399
CALL
iShares Silver Trust
SLV
$28.8B
| $147M | 0.05% |
7,150,000
-4,506,300
| -39% | -$101M |
|
400
iShares Core S&P Total US Stock Market ETF
ITOT
$97.5B
| $146M | 0.05% |
1,488,135
-319,233
| -18% | -$32.3M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.