UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$880M |
| 2 |
Microsoft
MSFT
|
+$583M |
| 3 |
Meta Platforms (Facebook)
META
|
+$528M |
| 4 |
Amazon
AMZN
|
+$340M |
| 5 |
Apple
AAPL
|
+$289M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sempra
SRE
|
+$524M |
| 2 |
Cheniere Energy
LNG
|
+$337M |
| 3 |
SPDR Gold Trust
GLD
|
+$308M |
| 4 |
WPZ
Williams Partners L.P.
WPZ
|
+$274M |
| 5 |
Starbucks
SBUX
|
+$262M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.26% |
| 2 | Financials | 7.12% |
| 3 | Healthcare | 6.44% |
| 4 | Consumer Discretionary | 5.31% |
| 5 | Industrials | 5.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
Vanguard Morningstar Mega Cap Growth ETF
MGK
$32.5B
| $112M | 0.04% |
4,355,850
-496,975
| -10% | -$12.4M |
|
377
United States Oil Fund
USO
$2.15B
| $111M | 0.04% |
896,145
-83,880
| -9% | -$9.69M |
|
378
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
| $111M | 0.04% |
1,324,702
+45,524
| +4% | +$3.8M |
|
379
CALL
Netflix
NFLX
$299B
| $111M | 0.04% |
2,958,700
+1,553,970
| +111% | +$56.4M |
|
380
Schwab US Dividend Equity ETF
SCHD
$103B
| $110M | 0.04% |
6,238,896
+5,058
| +0.1% | +$87.5K |
|
381
PUT
General Motors
GM
$80.4B
| $109M | 0.04% |
3,243,100
+779,800
| +32% | +$28.7M |
|
382
PUT
Delta Air Lines
DAL
$57.5B
| $109M | 0.04% |
1,878,200
+171,200
| +10% | +$9.43M |
|
383
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
| $108M | 0.04% |
3,511,235
+125,709
| +4% | +$3.87M |
|
384
iShares Russell 2000 Value ETF
IWN
$14.3B
| $108M | 0.04% |
813,290
-123,919
| -13% | -$16.7M |
|
385
Lumen
LUMN
$6.57B
| $108M | 0.04% |
5,083,100
+94,415
| +2% | +$1.98M |
|
|
386
General Motors
GM
$80.4B
| $107M | 0.04% |
3,189,697
-2,618,300
| -45% | -$96.5M |
|
387
Duke Energy
DUK
$97.8B
| $107M | 0.04% |
1,339,118
+24,336
| +2% | +$1.97M |
|
388
PUT
VanEck Gold Miners ETF
GDX
$22.7B
| $107M | 0.04% |
5,758,900
-521,100
| -8% | -$10.4M |
|
389
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $106M | 0.04% |
2,865,284
+24,324
| +0.9% | +$913K |
|
|
HDV
390
iShares Core High Dividend ETF
HDV
$14.5B
| $106M | 0.04% |
5,870,950
-278,810
| -5% | -$4.94M |
|
391
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
| $106M | 0.04% |
1,269,808
+111,012
| +10% | +$9.38M |
|
392
PUT
Qualcomm
QCOM
$155B
| $106M | 0.04% |
1,468,000
+963,600
| +191% | +$63.4M |
|
393
Vanguard Extended Market ETF
VXF
$30.3B
| $105M | 0.04% |
852,945
+39,197
| +5% | +$4.79M |
|
394
Air Products & Chemicals
APD
$65.7B
| $105M | 0.04% |
626,014
+114,521
| +22% | +$18.6M |
|
395
WisdomTree US MidCap Dividend Fund
DON
$4.03B
| $104M | 0.04% |
2,832,135
+131,320
| +5% | +$4.83M |
|
396
Cognizant
CTSH
$24.9B
| $104M | 0.04% |
1,353,436
+127,227
| +10% | +$9.95M |
|
397
First Trust Enhanced Short Maturity ETF
FTSM
$6.49B
| $104M | 0.04% |
1,739,622
+413,375
| +31% | +$24.8M |
|
398
JD.com
JD
$44.6B
| $104M | 0.04% |
3,992,972
+434,691
| +12% | +$14.2M |
|
|
APC
399
DELISTED
Anadarko Petroleum
APC
| $104M | 0.04% |
1,542,954
-1,094,568
| -41% | -$73.9M |
|
400
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
| $104M | 0.04% |
989,669
+40,751
| +4% | +$4.28M |
|
Similar funds
UBS Group's Q3 2018 Portfolio in Review
As of Q3 2018, UBS Group held 8,674 positions worth $252B, up 9.2% from $231B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $10.3B of net new capital in Q3 2018, opening 642 new positions and adding to 4,135 existing holdings. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Sempra, an estimated $524M trimmed.
- UBS Group's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $880M increase.
- UBS Group's biggest Q3 2018 reduction was Sempra, cutting an estimated $524M.
- UBS Group fully exited Williams Partners L.P. in Q3 2018, selling an estimated $274M.
- UBS Group's ten largest holdings make up 15% of its $252B portfolio in Q3 2018.
- UBS Group opened 642 new positions and closed 635 in Q3 2018.
- UBS Group's portfolio value rose 9.2% quarter-over-quarter to $252B.
Based on UBS Group's 13F filing for Q3 2018, filed 14 Nov 2018.