UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
JD.com
JD
$42.9B
| $99.7M | 0.05% |
2,609,415
+307,744
| +13% | +$13.2M |
|
377
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.93B
| $97.7M | 0.05% |
1,279,150
-934
| -0.1% | -$69.3K |
|
378
Lam Research
LRCX
$337B
| $97.4M | 0.05% |
5,266,300
-420,220
| -7% | -$6.82M |
|
379
iShares MBS ETF
MBB
$39.2B
| $97.2M | 0.05% |
907,403
-372,285
| -29% | -$39.9M |
|
380
Applied Materials
AMAT
$378B
| $96.5M | 0.04% |
1,852,547
-124,859
| -6% | -$5.65M |
|
381
PUT
Delta Air Lines
DAL
$58.8B
| $95.7M | 0.04% |
1,984,100
-122,800
| -6% | -$6.12M |
|
382
American Express
AXP
$227B
| $95.4M | 0.04% |
1,054,679
-21,457
| -2% | -$1.84M |
|
383
Toronto Dominion Bank
TD
$199B
| $94.8M | 0.04% |
1,684,589
-41,354
| -2% | -$2.17M |
|
384
Deere & Co
DE
$173B
| $94.6M | 0.04% |
753,414
+241,140
| +47% | +$29.7M |
|
385
iShares MSCI USA Momentum Factor ETF
MTUM
$24.4B
| $94.5M | 0.04% |
987,630
+206,601
| +26% | +$19.1M |
|
386
Vanguard Mega Cap Growth ETF
MGK
$31.8B
| $94.5M | 0.04% |
4,510,505
+3,155
| +0.1% | +$65K |
|
387
Avis
CAR
$5.88B
| $94.3M | 0.04% |
2,476,841
+621,181
| +33% | +$20.9M |
|
|
TCP
388
DELISTED
TC Pipelines LP
TCP
| $94M | 0.04% |
1,795,930
+7,369
| +0.4% | +$397K |
|
389
Sempra
SRE
$59.2B
| $93.8M | 0.04% |
1,644,182
-1,546,698
| -48% | -$89.5M |
|
390
iShares Russell 2000 Value ETF
IWN
$14.5B
| $93.4M | 0.04% |
752,132
-82,851
| -10% | -$9.76M |
|
391
Edwards Lifesciences
EW
$48.2B
| $93.3M | 0.04% |
2,560,950
-174,333
| -6% | -$6.65M |
|
392
CALL
NRG Energy
NRG
$26.9B
| $92.9M | 0.04% |
3,631,500
+3,131,500
| +626% | +$74M |
|
393
CALL
American Airlines Group
AAL
$10.2B
| $92.4M | 0.04% |
1,945,400
-757,200
| -28% | -$36.6M |
|
394
Crown Castle
CCI
$33.1B
| $91.9M | 0.04% |
918,971
+227,958
| +33% | +$23.3M |
|
395
PUT
Freeport-McMoran
FCX
$88.6B
| $91.8M | 0.04% |
6,535,000
+2,195,500
| +51% | +$30.8M |
|
|
DSL
396
DoubleLine Income Solutions Fund
DSL
$1.23B
| $91.1M | 0.04% |
4,288,141
-91,322
| -2% | -$1.91M |
|
397
Johnson Controls International
JCI
$85.6B
| $91M | 0.04% |
2,258,612
-1,093,916
| -33% | -$44.3M |
|
398
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
| $90.9M | 0.04% |
857,430
+56,642
| +7% | +$6.01M |
|
399
CNX Resources
CNX
$4.84B
| $90.8M | 0.04% |
6,432,586
+3,260,320
| +103% | +$41.8M |
|
|
ATVI
400
DELISTED
Activision Blizzard
ATVI
| $90.4M | 0.04% |
1,401,180
+681,929
| +95% | +$42.5M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.