UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
American Express
AXP
$224B
| $86.8M | 0.05% |
1,097,762
+235,165
| +27% | +$18.4M |
|
377
Dominion Energy
D
$62B
| $86.8M | 0.05% |
1,118,793
-11,442
| -1% | -$866K |
|
378
Rio Tinto
RIO
$152B
| $86M | 0.05% |
2,114,043
+1,316,143
| +165% | +$55.9M |
|
379
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
| $85.6M | 0.05% |
1,767,489
+20,465
| +1% | +$988K |
|
380
CALL
Invesco QQQ Trust
QQQ
$436B
| $85.6M | 0.05% |
646,500
-596,700
| -48% | -$76.2M |
|
381
PUT
Halliburton
HAL
$26.1B
| $85.4M | 0.05% |
1,735,500
+626,400
| +56% | +$33.7M |
|
382
PUT
JPMorgan Chase
JPM
$916B
| $85.1M | 0.05% |
969,200
-696,500
| -42% | -$61.4M |
|
|
DSL
383
DoubleLine Income Solutions Fund
DSL
$1.22B
| $84.9M | 0.05% |
4,230,275
+12,052
| +0.3% | +$238K |
|
384
Caterpillar
CAT
$361B
| $84.8M | 0.05% |
914,502
-273,731
| -23% | -$25.9M |
|
385
Valero Energy
VLO
$89.5B
| $84.3M | 0.05% |
1,271,001
+735,955
| +138% | +$49.3M |
|
386
Newell Brands
NWL
$2.21B
| $84.2M | 0.05% |
1,786,066
+105,700
| +6% | +$5.01M |
|
387
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
| $84.2M | 0.05% |
797,858
+21,953
| +3% | +$2.31M |
|
388
KKR & Co
KKR
$89.1B
| $84.1M | 0.05% |
4,613,617
-514,766
| -10% | -$9.15M |
|
389
CALL
Citigroup
C
$213B
| $84M | 0.05% |
1,404,374
+434,563
| +45% | +$25.7M |
|
390
Edwards Lifesciences
EW
$49.4B
| $82.2M | 0.04% |
2,621,079
+428,577
| +20% | +$13.4M |
|
391
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
| $82M | 0.04% |
1,909,843
+261,604
| +16% | +$11.3M |
|
392
CALL
Constellation Brands
STZ
$22.5B
| $81.7M | 0.04% |
504,200
+499,400
| +10,404% | +$77.8M |
|
|
MBLY
393
PUT
DELISTED
Mobileye N.V.
MBLY
| $81.7M | 0.04% |
1,329,800
+464,800
| +54% | +$22.4M |
|
|
BWP
394
DELISTED
Boardwalk Pipeline Partners
BWP
| $81.3M | 0.04% |
4,438,725
-278,692
| -6% | -$5.08M |
|
395
Micron Technology
MU
$835B
| $80.7M | 0.04% |
2,791,168
+201,927
| +8% | +$4.93M |
|
396
Lam Research
LRCX
$316B
| $80.5M | 0.04% |
6,269,530
+3,240,060
| +107% | +$38.1M |
|
|
GAP
397
PUT
The Gap Inc
GAP
$7.3B
| $79.8M | 0.04% |
3,286,000
+1,168,400
| +55% | +$27.9M |
|
398
iShares MSCI Mexico ETF
EWW
$1.89B
| $79.7M | 0.04% |
1,557,360
+1,127,125
| +262% | +$52.3M |
|
399
Williams Companies
WMB
$85.8B
| $79.4M | 0.04% |
2,684,632
-92,501
| -3% | -$2.67M |
|
400
Toronto Dominion Bank
TD
$193B
| $79.1M | 0.04% |
1,580,090
-349,551
| -18% | -$17.9M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.