UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GRX
3951
Gabelli Healthcare & Wellness Trust
GRX
$147M
| $1.14M | ﹤0.01% |
132,989
-25,395
| -16% | -$242K |
|
3952
PUT
Sarepta Therapeutics
SRPT
$1.95B
| $1.14M | ﹤0.01% |
+9,400
| New | +$1.06M |
|
|
BIG
3953
DELISTED
Big Lots, Inc.
BIG
| $1.14M | ﹤0.01% |
222,878
+157,768
| +242% | +$1.2M |
|
3954
Northwest Bancshares
NWBI
$2.31B
| $1.14M | ﹤0.01% |
111,100
-32,464
| -23% | -$362K |
|
3955
POSCO
PKX
$17.1B
| $1.14M | ﹤0.01% |
11,084
-7,186
| -39% | -$750K |
|
3956
Merit Medical Systems
MMSI
$5.4B
| $1.14M | ﹤0.01% |
16,449
-28,974
| -64% | -$2.09M |
|
3957
Myriad Genetics
MYGN
$303M
| $1.13M | ﹤0.01% |
70,760
-39,781
| -36% | -$757K |
|
|
FLIC
3958
DELISTED
First of Long Island Corp
FLIC
| $1.13M | ﹤0.01% |
98,417
+6,016
| +7% | +$77.1K |
|
3959
Schrodinger
SDGR
$1.38B
| $1.13M | ﹤0.01% |
40,003
-80,786
| -67% | -$3.26M |
|
3960
Skywest
SKYW
$4.21B
| $1.13M | ﹤0.01% |
26,953
-69,647
| -72% | -$2.92M |
|
3961
CALL
Ross Stores
ROST
$78.6B
| $1.13M | ﹤0.01% |
+10,000
| New | +$1.15M |
|
3962
VanEck Video Gaming and eSports ETF
ESPO
$253M
| $1.13M | ﹤0.01% |
21,889
-623
| -3% | -$34K |
|
|
FL
3963
PUT
DELISTED
Foot Locker
FL
| $1.13M | ﹤0.01% |
65,000
| – | – |
|
|
RCM
3964
DELISTED
R1 RCM Inc. Common Stock
RCM
| $1.13M | ﹤0.01% |
74,780
-529,805
| -88% | -$8.91M |
|
3965
ARK Web x.0 ETF
ARKW
$1.82B
| $1.12M | ﹤0.01% |
20,758
+19,539
| +1,603% | +$1.16M |
|
3966
Vita Coco
COCO
$3.77B
| $1.12M | ﹤0.01% |
43,104
-35,396
| -45% | -$945K |
|
|
JKS
3967
JinkoSolar
JKS
$853M
| $1.12M | ﹤0.01% |
36,903
-4,032
| -10% | -$145K |
|
|
ALEX
3968
DELISTED
Alexander & Baldwin
ALEX
| $1.12M | ﹤0.01% |
66,857
-45,387
| -40% | -$823K |
|
3969
Asana
ASAN
$2.28B
| $1.12M | ﹤0.01% |
61,033
-47,066
| -44% | -$984K |
|
3970
abrdn Physical Palladium Shares ETF
PALL
$648M
| $1.12M | ﹤0.01% |
48,535
+8,525
| +21% | +$197K |
|
3971
NETGEAR
NTGR
$647M
| $1.12M | ﹤0.01% |
88,722
+59,129
| +200% | +$784K |
|
3972
Victory Portfolios II VictoryShares Core Intermediate Bond ETF
UITB
$2.66B
| $1.11M | ﹤0.01% |
25,009
+22,607
| +941% | +$1.03M |
|
|
EVM
3973
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
| $1.11M | ﹤0.01% |
136,816
-39,731
| -23% | -$346K |
|
3974
Amplify Lithium & Battery Technology ETF
BATT
$124M
| $1.11M | ﹤0.01% |
98,401
+59
| +0.1% | +$745 |
|
3975
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
| $1.11M | ﹤0.01% |
61,251
-2,790
| -4% | -$51K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.