UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$602M |
| 2 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$296M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$256M |
| 4 |
Enterprise Products Partners
EPD
|
+$252M |
| 5 |
Charter Communications
CHTR
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.22B |
| 2 |
CVS Health
CVS
|
+$465M |
| 3 |
Mondelez International
MDLZ
|
+$382M |
| 4 |
SHPG
Shire pic
SHPG
|
+$221M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$139M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.78% |
| 2 | Technology | 7.19% |
| 3 | Healthcare | 5.6% |
| 4 | Industrials | 5.06% |
| 5 | Consumer Discretionary | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3926
PUT
Stratasys
SSYS
$778M
| $798K | ﹤0.01% |
40,000
| – | – |
|
|
EDF
3927
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$167M
| $796K | ﹤0.01% |
50,015
+3,543
| +8% | +$56.8K |
|
3928
Invesco S&P SmallCap Energy ETF
PSCE
$95.5M
| $796K | ﹤0.01% |
10,331
+8,758
| +557% | +$634K |
|
|
DMB
3929
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
| $795K | ﹤0.01% |
61,120
-1,639
| -3% | -$21.5K |
|
3930
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.57B
| $795K | ﹤0.01% |
+7,957
| New | +$796K |
|
3931
Rigel Pharmaceuticals
RIGL
$749M
| $794K | ﹤0.01% |
20,455
+19,343
| +1,739% | +$736K |
|
3932
First Citizens BancShares
FCNCA
$25.4B
| $790K | ﹤0.01% |
1,959
+301
| +18% | +$121K |
|
|
XLBS
3933
DELISTED
POWERSHARES S&P SMALLCAP MATERIALS PORT
XLBS
| $790K | ﹤0.01% |
15,105
+1,717
| +13% | +$89.8K |
|
3934
First Bancorp
FNLC
$399M
| $787K | ﹤0.01% |
28,890
+1,954
| +7% | +$58.4K |
|
3935
Prosperity Bancshares
PB
$8.94B
| $786K | ﹤0.01% |
11,213
-5,014
| -31% | -$335K |
|
3936
CNO Financial Group
CNO
$5.16B
| $785K | ﹤0.01% |
31,783
-82,489
| -72% | -$2.01M |
|
3937
National Vision
EYE
$1.85B
| $785K | ﹤0.01% |
+19,323
| New | +$634K |
|
3938
iShares MSCI Peru and Global Exposure ETF
EPU
$562M
| $784K | ﹤0.01% |
19,152
+13,955
| +269% | +$569K |
|
3939
Molina Healthcare
MOH
$10.2B
| $784K | ﹤0.01% |
10,226
-519
| -5% | -$37.5K |
|
3940
LivaNova
LIVN
$4.29B
| $783K | ﹤0.01% |
9,794
-1,501
| -13% | -$119K |
|
3941
LG Display
LPL
$3.26B
| $783K | ﹤0.01% |
56,869
-60,200
| -51% | -$810K |
|
3942
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$85.4M
| $783K | ﹤0.01% |
12,030
-2,810
| -19% | -$177K |
|
|
ATNX
3943
DELISTED
Athenex, Inc. Common Stock
ATNX
| $782K | ﹤0.01% |
2,461
+2,365
| +2,464% | +$810K |
|
3944
Flotek Industries
FTK
$1.3B
| $781K | ﹤0.01% |
27,924
-11,660
| -29% | -$332K |
|
|
SYT
3945
DELISTED
Syngenta Ag
SYT
| $781K | ﹤0.01% |
8,403
+187
| +2% | +$17.3K |
|
|
TPIC
3946
DELISTED
TPI Composites
TPIC
| $778K | ﹤0.01% |
38,030
+36,774
| +2,928% | +$770K |
|
|
HTBK
3947
DELISTED
Heritage Commerce
HTBK
| $777K | ﹤0.01% |
50,748
+1,458
| +3% | +$22.2K |
|
|
HBI
3948
PUT
DELISTED
Hanesbrands
HBI
| $776K | ﹤0.01% |
37,100
-493,800
| -93% | -$10.5M |
|
|
NEWR
3949
DELISTED
New Relic, Inc.
NEWR
| $776K | ﹤0.01% |
13,433
+229
| +2% | +$12.5K |
|
3950
VanEck BDC Income ETF
BIZD
$1.61B
| $774K | ﹤0.01% |
46,641
+16,684
| +56% | +$286K |
|
Similar funds
UBS Group's Q4 2017 Portfolio in Review
As of Q4 2017, UBS Group held 8,546 positions worth $243B, up 13% from $216B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $15.3B of net new capital in Q4 2017, opening 751 new positions and adding to 3,655 existing holdings. Its largest new stake was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
By sector, the portfolio is most concentrated in Financials at 7.8% of assets, up from 7.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.22B trimmed.
- UBS Group's largest Q4 2017 buy was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
- UBS Group added most to Apple in Q4 2017, an estimated $602M increase.
- UBS Group's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.22B.
- UBS Group fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $139M.
- UBS Group's ten largest holdings make up 15% of its $243B portfolio in Q4 2017.
- UBS Group opened 751 new positions and closed 634 in Q4 2017.
- UBS Group's portfolio value rose 13% quarter-over-quarter to $243B.
Based on UBS Group's 13F filing for Q4 2017, filed 14 Feb 2018.