UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3901
iShares Currency Hedged MSCI Emerging Markets
HEEM
$293M
| $1.22M | ﹤0.01% |
51,468
-41,160
| -44% | -$1M |
|
3902
Nu Skin
NUS
$236M
| $1.22M | ﹤0.01% |
57,339
+55,040
| +2,394% | +$1.43M |
|
3903
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.72B
| $1.22M | ﹤0.01% |
17,393
+1,320
| +8% | +$97K |
|
3904
Karyopharm Therapeutics
KPTI
$45.1M
| $1.21M | ﹤0.01% |
60,443
+31,269
| +107% | +$702K |
|
3905
Compañía de Minas Buenaventura
BVN
$8.55B
| $1.21M | ﹤0.01% |
142,570
-44,504
| -24% | -$357K |
|
|
CERE
3906
PUT
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
| $1.21M | ﹤0.01% |
55,600
| – | – |
|
3907
York Water
YORW
$536M
| $1.21M | ﹤0.01% |
32,229
-7,051
| -18% | -$288K |
|
3908
CALL
PetMed Express
PETS
$43.4M
| $1.21M | ﹤0.01% |
+117,600
| New | +$1.45M |
|
3909
CALL
TPG
TPG
$8.86B
| $1.2M | ﹤0.01% |
+40,000
| New | +$1.17M |
|
3910
PUT
Invesco KBW Bank ETF
KBWB
$6.84B
| $1.2M | ﹤0.01% |
+30,000
| New | +$1.28M |
|
|
SCS
3911
DELISTED
Steelcase
SCS
| $1.2M | ﹤0.01% |
107,567
+12,308
| +13% | +$108K |
|
3912
CALL
Phillips 66
PSX
$92.8B
| $1.2M | ﹤0.01% |
+10,000
| New | +$1.12M |
|
3913
Strategic Education
STRA
$1.86B
| $1.2M | ﹤0.01% |
15,961
-3,567
| -18% | -$262K |
|
|
SWI
3914
DELISTED
SolarWinds Corporation Common Stock
SWI
| $1.2M | ﹤0.01% |
126,990
+1,562
| +1% | +$16.4K |
|
3915
iShares Global Financials ETF
IXG
$702M
| $1.2M | ﹤0.01% |
17,014
-19,327
| -53% | -$1.4M |
|
3916
BlackRock 2037 Municipal Target Term Trust
BMN
$157M
| $1.2M | ﹤0.01% |
52,635
-6,180
| -11% | -$150K |
|
3917
Usana Health Sciences
USNA
$252M
| $1.2M | ﹤0.01% |
20,406
+1,671
| +9% | +$104K |
|
3918
MillerKnoll
MLKN
$1.62B
| $1.19M | ﹤0.01% |
48,801
-33,258
| -41% | -$622K |
|
3919
AZZ Inc
AZZ
$4.52B
| $1.19M | ﹤0.01% |
26,152
-7,649
| -23% | -$350K |
|
3920
CALL
JFrog
FROG
$11.5B
| $1.19M | ﹤0.01% |
+47,000
| New | +$1.3M |
|
3921
ATS Corp
ATS
$1.98B
| $1.19M | ﹤0.01% |
27,958
+27,920
| +73,474% | +$1.23M |
|
3922
Claros Mortgage Trust
CMTG
$268M
| $1.19M | ﹤0.01% |
107,318
+6,232
| +6% | +$71K |
|
|
BDN
3923
Brandywine Realty Trust
BDN
$542M
| $1.19M | ﹤0.01% |
261,087
+80,761
| +45% | +$385K |
|
3924
Suburban Propane Partners
SPH
$1.17B
| $1.18M | ﹤0.01% |
73,770
-65,723
| -47% | -$971K |
|
3925
Global Net Lease
GNL
$1.9B
| $1.18M | ﹤0.01% |
123,196
-5,096
| -4% | -$54.9K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.