UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3876
Strive Emerging Markets ex-China ETF
STXE
$144M
| $1.26M | ﹤0.01% |
50,329
+15,907
| +46% | +$417K |
|
3877
Vaalco Energy
EGY
$592M
| $1.26M | ﹤0.01% |
286,456
-20,738
| -7% | -$90.1K |
|
3878
American Well
AMWL
$220M
| $1.26M | ﹤0.01% |
53,719
+16,689
| +45% | +$564K |
|
3879
Chunghwa Telecom
CHT
$32.8B
| $1.25M | ﹤0.01% |
34,823
-3,650
| -9% | -$134K |
|
3880
CS Disco
LAW
$297M
| $1.25M | ﹤0.01% |
188,065
-1,048
| -0.6% | -$9.13K |
|
3881
PUT
Travere Therapeutics
TVTX
$5.79B
| $1.25M | ﹤0.01% |
139,400
+46,100
| +49% | +$650K |
|
|
UMH
3882
UMH Properties
UMH
$1.42B
| $1.24M | ﹤0.01% |
88,583
-451
| -0.5% | -$6.93K |
|
3883
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
$409M
| $1.24M | ﹤0.01% |
22,855
+13,241
| +138% | +$753K |
|
3884
Ollie's Bargain Outlet
OLLI
$4.7B
| $1.24M | ﹤0.01% |
16,067
-5,472
| -25% | -$399K |
|
3885
Peloton Interactive
PTON
$2.44B
| $1.24M | ﹤0.01% |
245,141
-125,080
| -34% | -$890K |
|
3886
Albany International
AIN
$1.82B
| $1.24M | ﹤0.01% |
14,338
-12,709
| -47% | -$1.16M |
|
3887
First Trust Dow Jones Select MicroCap Index Fund
FDM
$272M
| $1.24M | ﹤0.01% |
22,555
+8,385
| +59% | +$480K |
|
3888
TransUnion
TRU
$15.5B
| $1.23M | ﹤0.01% |
17,199
-13,308
| -44% | -$1.04M |
|
|
IBTX
3889
DELISTED
Independent Bank Group, Inc.
IBTX
| $1.23M | ﹤0.01% |
31,201
+12,378
| +66% | +$505K |
|
|
STK
3890
Columbia Seligman Premium Technology Growth Fund
STK
$943M
| $1.23M | ﹤0.01% |
45,298
+608
| +1% | +$17.9K |
|
3891
ESAB
ESAB
$5.29B
| $1.23M | ﹤0.01% |
17,522
+10,362
| +145% | +$721K |
|
3892
VanEck Green Bond ETF
GRNB
$185M
| $1.23M | ﹤0.01% |
54,164
-662
| -1% | -$15.3K |
|
|
ACRE
3893
Ares Commercial Real Estate
ACRE
$264M
| $1.23M | ﹤0.01% |
128,825
-23,878
| -16% | -$246K |
|
3894
First Trust Nasdaq Transportation ETF
FTXR
$1.06B
| $1.23M | ﹤0.01% |
43,596
-3,536
| -8% | -$105K |
|
3895
Barron's 400 ETF
BFOR
$238M
| $1.22M | ﹤0.01% |
87,008
+2,500
| +3% | +$36.4K |
|
3896
ZIM Integrated Shipping Services
ZIM
$3.23B
| $1.22M | ﹤0.01% |
117,010
+33,786
| +41% | +$430K |
|
|
BRSP
3897
BrightSpire Capital
BRSP
$629M
| $1.22M | ﹤0.01% |
195,043
-7,384
| -4% | -$50.5K |
|
3898
Portland General Electric
POR
$5.92B
| $1.22M | ﹤0.01% |
30,148
+529
| +2% | +$24K |
|
|
KMF
3899
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
| $1.22M | ﹤0.01% |
171,198
-1,604
| -0.9% | -$11.8K |
|
3900
Credo Technology Group
CRDO
$49.6B
| $1.22M | ﹤0.01% |
79,788
-10,897
| -12% | -$172K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.