UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CEM
3876
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
| $550K | ﹤0.01% |
60,029
-165,758
| -73% | -$6.98M |
|
|
LGF.A
3877
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
| $548K | ﹤0.01% |
90,152
-5,833
| -6% | -$52K |
|
3878
Diana Shipping
DSX
$307M
| $547K | ﹤0.01% |
528,705
+2,351
| +0.4% | +$3.9K |
|
3879
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$130M
| $547K | ﹤0.01% |
40,484
+20,753
| +105% | +$289K |
|
|
NETI
3880
DELISTED
Eneti Inc.
NETI
| $547K | ﹤0.01% |
21,629
-3,708
| -15% | -$137K |
|
|
AHRT
3881
AH Realty Trust
AHRT
$506M
| $546K | ﹤0.01% |
51,013
-33,761
| -40% | -$547K |
|
3882
Cullen/Frost Bankers
CFR
$10.5B
| $545K | ﹤0.01% |
9,770
-32,334
| -77% | -$2.64M |
|
3883
VanEck Natural Resources ETF
HAP
$308M
| $545K | ﹤0.01% |
21,663
+1,885
| +10% | +$60.3K |
|
3884
Hope Bancorp
HOPE
$1.85B
| $545K | ﹤0.01% |
66,362
-60,568
| -48% | -$756K |
|
3885
PUT
American Tower
AMT
$81.2B
| $544K | ﹤0.01% |
2,500
+200
| +9% | +$46.5K |
|
3886
Luxfer Holdings
LXFR
$457M
| $544K | ﹤0.01% |
38,498
-13,393
| -26% | -$213K |
|
|
TXNM
3887
TXNM Energy Inc
TXNM
$5.91B
| $544K | ﹤0.01% |
14,320
-155,319
| -92% | -$7.53M |
|
3888
Anixa Biosciences
ANIX
$109M
| $543K | ﹤0.01% |
341,645
+50,585
| +17% | +$148K |
|
3889
German American Bancorp
GABC
$1.92B
| $543K | ﹤0.01% |
19,780
-16,188
| -45% | -$517K |
|
3890
Lesaka Technologies
LSAK
$414M
| $543K | ﹤0.01% |
186,365
+14,382
| +8% | +$53.2K |
|
3891
Autoliv
ALV
$8.89B
| $542K | ﹤0.01% |
11,764
+2,671
| +29% | +$183K |
|
3892
Uranium Energy
UEC
$5.54B
| $542K | ﹤0.01% |
967,507
-142,879
| -13% | -$106K |
|
|
IMMU
3893
DELISTED
Immunomedics Inc
IMMU
| $542K | ﹤0.01% |
40,201
-132,778
| -77% | -$2.23M |
|
|
BRY
3894
DELISTED
Berry Corp
BRY
| $541K | ﹤0.01% |
224,378
-1,231
| -0.5% | -$7.56K |
|
3895
WisdomTree Global High Dividend Fund
DEW
$156M
| $541K | ﹤0.01% |
15,847
-8,900
| -36% | -$386K |
|
3896
Patrick Industries
PATK
$2.78B
| $541K | ﹤0.01% |
28,826
-24,736
| -46% | -$788K |
|
|
ATHX
3897
DELISTED
Athersys, Inc. Common Stock
ATHX
| $539K | ﹤0.01% |
7,197
-3,242
| -31% | -$114K |
|
3898
Hilltop Holdings
HTH
$2.28B
| $538K | ﹤0.01% |
35,561
-927
| -3% | -$19.6K |
|
|
TVRD
3899
Tvardi Therapeutics
TVRD
$22.1M
| $538K | ﹤0.01% |
1,130
-1,186
| -51% | -$644K |
|
|
ETJ
3900
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
| $537K | ﹤0.01% |
64,525
-8,724
| -12% | -$78.7K |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.