UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3851
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3.04B
| $1.3M | ﹤0.01% |
26,928
-3,989
| -13% | -$204K |
|
3852
Q2 Holdings
QTWO
$4.13B
| $1.3M | ﹤0.01% |
40,328
-328,798
| -89% | -$10.9M |
|
3853
John Hancock Multifactor Developed International ETF
JHMD
$987M
| $1.3M | ﹤0.01% |
43,496
+326
| +0.8% | +$10.1K |
|
3854
ESCO Technologies
ESE
$7.79B
| $1.3M | ﹤0.01% |
12,414
-15,075
| -55% | -$1.55M |
|
3855
PUT
Evolent Health
EVH
$527M
| $1.29M | ﹤0.01% |
47,500
-2,500
| -5% | -$69.5K |
|
3856
Oshkosh
OSK
$9.41B
| $1.29M | ﹤0.01% |
13,551
+567
| +4% | +$55K |
|
|
MMU
3857
Western Asset Managed Municipals Fund
MMU
$558M
| $1.29M | ﹤0.01% |
144,734
-41,318
| -22% | -$400K |
|
3858
SFL Corp
SFL
$1.61B
| $1.29M | ﹤0.01% |
115,812
+14,902
| +15% | +$154K |
|
|
SFIX
3859
Stitch Fix
SFIX
$487M
| $1.29M | ﹤0.01% |
373,380
+7,389
| +2% | +$29.5K |
|
|
TYG
3860
Tortoise Energy Infrastructure Corp
TYG
$1.1B
| $1.29M | ﹤0.01% |
44,551
-5,062
| -10% | -$153K |
|
3861
SharkNinja
SN
$26.6B
| $1.29M | ﹤0.01% |
+27,718
| New | +$1.01M |
|
3862
PUT
Cinemark Holdings
CNK
$4.37B
| $1.28M | ﹤0.01% |
70,000
+20,000
| +40% | +$335K |
|
|
PDM
3863
Piedmont Realty Trust
PDM
$1.2B
| $1.28M | ﹤0.01% |
228,488
-13,313
| -6% | -$91.3K |
|
3864
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$974M
| $1.28M | ﹤0.01% |
29,671
-267
| -0.9% | -$11.8K |
|
3865
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$930M
| $1.28M | ﹤0.01% |
135,362
-17,528
| -11% | -$176K |
|
3866
Invesco S&P SmallCap Health Care ETF
PSCH
$171M
| $1.28M | ﹤0.01% |
34,062
-7,713
| -18% | -$322K |
|
3867
Integra LifeSciences
IART
$1.42B
| $1.28M | ﹤0.01% |
33,465
+29,538
| +752% | +$1.24M |
|
3868
BlackRock Resources & Commodities Strategy Trust
BCX
$961M
| $1.27M | ﹤0.01% |
138,205
-138,226
| -50% | -$1.3M |
|
3869
Elbit Systems
ESLT
$36.5B
| $1.27M | ﹤0.01% |
6,428
-4,095
| -39% | -$839K |
|
|
THRN
3870
DELISTED
Thorne Healthtech, Inc. Common Stock
THRN
| $1.27M | ﹤0.01% |
124,779
+116,685
| +1,442% | +$888K |
|
3871
Barclays
BCS
$94.6B
| $1.27M | ﹤0.01% |
162,797
-37,802
| -19% | -$293K |
|
|
KRTX
3872
CALL
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
| $1.27M | ﹤0.01% |
+7,500
| New | +$1.41M |
|
3873
Driven Brands
DRVN
$2.12B
| $1.27M | ﹤0.01% |
100,682
+70,668
| +235% | +$1.29M |
|
3874
Methanex
MEOH
$4.19B
| $1.27M | ﹤0.01% |
28,132
-4,030
| -13% | -$173K |
|
3875
CALL
Carlyle Group
CG
$18.3B
| $1.26M | ﹤0.01% |
41,832
-3,528
| -8% | -$114K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.