UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3851
VanEck Mortgage REIT Income ETF
MORT
$375M
| $796K | ﹤0.01% |
31,507
+1,023
| +3% | +$25.2K |
|
3852
Shenandoah Telecom
SHEN
$767M
| $794K | ﹤0.01% |
21,353
-1,087
| -5% | -$36.9K |
|
|
FIT
3853
DELISTED
Fitbit, Inc. Class A common stock
FIT
| $794K | ﹤0.01% |
114,125
+66,201
| +138% | +$385K |
|
3854
LivaNova
LIVN
$4.21B
| $792K | ﹤0.01% |
11,295
+4,602
| +69% | +$292K |
|
3855
Unitil
UTL
$977M
| $792K | ﹤0.01% |
16,001
+1,005
| +7% | +$50K |
|
|
JPM.WS
3856
DELISTED
JPMorgan Chase
JPM.WS
| $792K | ﹤0.01% |
14,649
-379
| -3% | -$19.3K |
|
|
BSL
3857
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$169M
| $791K | ﹤0.01% |
44,970
-4,885
| -10% | -$86.3K |
|
|
SBI
3858
Western Asset Intermediate Muni Fund
SBI
$107M
| $791K | ﹤0.01% |
81,292
+33,137
| +69% | +$326K |
|
3859
Casella Waste Systems
CWST
$5.74B
| $789K | ﹤0.01% |
41,958
+11,448
| +38% | +$195K |
|
|
MVT
3860
DELISTED
BlackRock MuniVest Fund II
MVT
| $789K | ﹤0.01% |
50,958
+3,801
| +8% | +$60K |
|
|
BPT
3861
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
| $786K | ﹤0.01% |
35,036
+15,054
| +75% | +$306K |
|
|
EDF
3862
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$169M
| $784K | ﹤0.01% |
46,472
-22,663
| -33% | -$376K |
|
|
TRQ
3863
DELISTED
Turquoise Hill Resources Ltd
TRQ
| $783K | ﹤0.01% |
25,276
+20,798
| +464% | +$642K |
|
3864
NVE Corp
NVEC
$619M
| $782K | ﹤0.01% |
9,909
-9,662
| -49% | -$737K |
|
3865
Scholastic
SCHL
$755M
| $781K | ﹤0.01% |
20,989
-786
| -4% | -$31.5K |
|
|
BAF
3866
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
| $781K | ﹤0.01% |
51,367
+13,828
| +37% | +$209K |
|
3867
CALL
Ashland
ASH
$3.29B
| $778K | ﹤0.01% |
+11,900
| New | +$758K |
|
3868
iShares MSCI India Small-Cap ETF
SMIN
$771M
| $775K | ﹤0.01% |
16,957
-11,979
| -41% | -$550K |
|
|
BKS
3869
DELISTED
Barnes & Noble
BKS
| $774K | ﹤0.01% |
101,864
+51,206
| +101% | +$382K |
|
3870
Tompkins Financial
TMP
$1.44B
| $772K | ﹤0.01% |
8,966
+1,374
| +18% | +$107K |
|
3871
Banco Santander Chile
BSAC
$16.9B
| $771K | ﹤0.01% |
25,933
-10,086
| -28% | -$287K |
|
3872
NetApp
NTAP
$36.6B
| $771K | ﹤0.01% |
17,622
+1,040
| +6% | +$42.9K |
|
3873
Penumbra
PEN
$12.8B
| $771K | ﹤0.01% |
8,535
+922
| +12% | +$79.4K |
|
|
VRNT
3874
DELISTED
Verint Systems
VRNT
| $769K | ﹤0.01% |
36,045
+22,616
| +168% | +$456K |
|
|
AIF
3875
DELISTED
Apollo Tactical Income Fund Inc.
AIF
| $769K | ﹤0.01% |
47,419
+364
| +0.8% | +$5.92K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.