UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
COOP
3826
DELISTED
Mr. Cooper
COOP
| $1.35M | ﹤0.01% |
25,177
-31,591
| -56% | -$1.74M |
|
|
RYZ
3827
Ryerson Holding Corp
RYZ
$1.5B
| $1.35M | ﹤0.01% |
46,251
-28,509
| -38% | -$967K |
|
3828
Dana Inc
DAN
$3.26B
| $1.34M | ﹤0.01% |
91,480
-46,490
| -34% | -$775K |
|
3829
Zentalis Pharmaceuticals
ZNTL
$297M
| $1.34M | ﹤0.01% |
66,833
-22,920
| -26% | -$582K |
|
3830
BlackRock Debt Strategies Fund
DSU
$600M
| $1.34M | ﹤0.01% |
130,542
-1,655
| -1% | -$16.7K |
|
3831
Lesaka Technologies
LSAK
$414M
| $1.34M | ﹤0.01% |
343,709
+18,933
| +6% | +$71.1K |
|
3832
CALL
UiPath
PATH
$8.64B
| $1.34M | ﹤0.01% |
+78,300
| New | +$1.3M |
|
3833
Vericel Corp
VCEL
$2.28B
| $1.34M | ﹤0.01% |
39,895
+1,235
| +3% | +$42.8K |
|
|
XFLT
3834
XAI Floating Rate & Alternative Income Trust
XFLT
$294M
| $1.33M | ﹤0.01% |
38,307
-6,098
| -14% | -$208K |
|
3835
Sprott Uranium Miners ETF
URNM
$2B
| $1.33M | ﹤0.01% |
28,204
+1,569
| +6% | +$59.1K |
|
3836
Veeco
VECO
$3.28B
| $1.33M | ﹤0.01% |
47,303
+13,425
| +40% | +$370K |
|
|
TRTX
3837
TPG RE Finance Trust
TRTX
$616M
| $1.33M | ﹤0.01% |
197,397
-7,969
| -4% | -$57.7K |
|
|
EOD
3838
Allspring Global Dividend Opportunity Fund
EOD
$289M
| $1.33M | ﹤0.01% |
328,907
+3,144
| +1% | +$13.6K |
|
3839
VanEck Natural Resources ETF
HAP
$308M
| $1.33M | ﹤0.01% |
26,988
-956
| -3% | -$47.5K |
|
3840
Tompkins Financial
TMP
$1.45B
| $1.33M | ﹤0.01% |
27,048
-6,847
| -20% | -$371K |
|
3841
iShares Core 10+ Year USD Bond ETF
ILTB
$595M
| $1.32M | ﹤0.01% |
28,041
+4,465
| +19% | +$224K |
|
3842
Gibraltar Industries
ROCK
$1.45B
| $1.32M | ﹤0.01% |
19,578
-16,159
| -45% | -$1.11M |
|
3843
Healthcare Services Group
HCSG
$1.45B
| $1.32M | ﹤0.01% |
126,679
+23,841
| +23% | +$297K |
|
|
VRNT
3844
DELISTED
Verint Systems
VRNT
| $1.32M | ﹤0.01% |
57,431
+13,118
| +30% | +$423K |
|
3845
PUT
Hasbro
HAS
$13.6B
| $1.32M | ﹤0.01% |
+19,900
| New | +$1.32M |
|
3846
Cable One
CABO
$206M
| $1.32M | ﹤0.01% |
2,136
+2,077
| +3,520% | +$1.37M |
|
3847
Transmedics
TMDX
$3.11B
| $1.31M | ﹤0.01% |
23,954
+20,904
| +685% | +$1.5M |
|
|
CTO
3848
CTO Realty Growth
CTO
$823M
| $1.31M | ﹤0.01% |
80,900
+10,944
| +16% | +$188K |
|
3849
World Kinect Corp
WKC
$1.9B
| $1.31M | ﹤0.01% |
58,353
+27,061
| +86% | +$603K |
|
3850
Liberty Latin America Class C
LILAK
$1.65B
| $1.31M | ﹤0.01% |
176,369
+44,907
| +34% | +$346K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.