UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3826
Camden National
CAC
$970M
| $1.52M | ﹤0.01% |
32,923
+7,223
| +28% | +$319K |
|
3827
PUT
Bread Financial
BFH
$4.38B
| $1.51M | ﹤0.01% |
+16,916
| New | +$1.49M |
|
|
EDD
3828
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
| $1.51M | ﹤0.01% |
216,703
-26,750
| -11% | -$184K |
|
|
GCP
3829
DELISTED
GCP Applied Technologies Inc.
GCP
| $1.51M | ﹤0.01% |
66,623
+61,750
| +1,267% | +$1.33M |
|
3830
Quince Therapeutics
QNCX
$30M
| $1.51M | ﹤0.01% |
135
+51
| +61% | +$308K |
|
|
TRST
3831
Trustco Bank Corp NY
TRST
$931M
| $1.51M | ﹤0.01% |
34,855
+9,772
| +39% | +$418K |
|
3832
China Yuchai International
CYD
$1.73B
| $1.51M | ﹤0.01% |
113,210
+2,279
| +2% | +$30.6K |
|
3833
Dropbox
DBX
$8.07B
| $1.51M | ﹤0.01% |
84,226
-283,544
| -77% | -$5.34M |
|
|
BFZ
3834
DELISTED
BlackRock CA Municipal Income Trust
BFZ
| $1.5M | ﹤0.01% |
110,988
-863
| -0.8% | -$11.7K |
|
3835
Heritage Financial
HFWA
$1.2B
| $1.5M | ﹤0.01% |
53,186
+8,376
| +19% | +$231K |
|
3836
CVR Energy
CVI
$3.26B
| $1.5M | ﹤0.01% |
37,209
+4,178
| +13% | +$184K |
|
3837
PUT
Flex
FLEX
$44.2B
| $1.5M | ﹤0.01% |
158,046
| – | – |
|
3838
Oaktree Specialty Lending
OCSL
$1.12B
| $1.5M | ﹤0.01% |
91,736
-14,843
| -14% | -$234K |
|
3839
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$275M
| $1.5M | ﹤0.01% |
42,544
-3,555
| -8% | -$118K |
|
|
BCIC
3840
BCP Investment Corp
BCIC
$94.7M
| $1.5M | ﹤0.01% |
70,858
+6,489
| +10% | +$140K |
|
3841
IQ MacKay Municipal Insured ETF
MMIN
$477M
| $1.5M | ﹤0.01% |
56,966
+50,879
| +836% | +$1.34M |
|
3842
CALL
The GEO Group
GEO
$4.04B
| $1.5M | ﹤0.01% |
90,000
+50,000
| +125% | +$759K |
|
3843
Axos Financial
AX
$5.63B
| $1.49M | ﹤0.01% |
49,353
+38,971
| +375% | +$1.14M |
|
3844
Standard Motor Products
SMP
$885M
| $1.49M | ﹤0.01% |
28,034
+11,148
| +66% | +$569K |
|
3845
Fidelity MSCI Real Estate Index ETF
FREL
$1.47B
| $1.49M | ﹤0.01% |
53,332
+3,976
| +8% | +$110K |
|
|
RDUS
3846
DELISTED
Radius Recycling
RDUS
| $1.48M | ﹤0.01% |
68,464
+229
| +0.3% | +$4.88K |
|
3847
Invesco DB Agriculture Fund
DBA
$1.24B
| $1.48M | ﹤0.01% |
89,513
+10,688
| +14% | +$172K |
|
3848
Upwork
UPWK
$1.21B
| $1.48M | ﹤0.01% |
138,871
-147,273
| -51% | -$1.86M |
|
3849
Shinhan Financial Group
SHG
$34.8B
| $1.48M | ﹤0.01% |
38,853
+5,812
| +18% | +$215K |
|
3850
Washington Trust Bancorp
WASH
$735M
| $1.48M | ﹤0.01% |
27,476
+3,837
| +16% | +$197K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.