UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NVEI
3801
DELISTED
Nuvei Corporation Subordinate Voting Shares
NVEI
| $1.38M | ﹤0.01% |
92,138
+79,487
| +628% | +$1.84M |
|
3802
Geron
GERN
$982M
| $1.38M | ﹤0.01% |
651,180
-1,414
| -0.2% | -$3.84K |
|
3803
TriCo Bancshares
TCBK
$1.86B
| $1.38M | ﹤0.01% |
42,972
+20,894
| +95% | +$732K |
|
3804
Group 1 Automotive
GPI
$3.14B
| $1.38M | ﹤0.01% |
5,118
-13,550
| -73% | -$3.55M |
|
3805
Equity Lifestyle Properties
ELS
$12.6B
| $1.37M | ﹤0.01% |
21,574
-214,879
| -91% | -$14.5M |
|
3806
Pacer Industrial Real Estate ETF
INDS
$116M
| $1.37M | ﹤0.01% |
39,157
+14,046
| +56% | +$540K |
|
3807
iShares MSCI Taiwan ETF
EWT
$11.6B
| $1.37M | ﹤0.01% |
30,842
+443
| +1% | +$20.5K |
|
3808
First Financial Corp
THFF
$975M
| $1.37M | ﹤0.01% |
40,627
+2,187
| +6% | +$78.6K |
|
|
DX
3809
Dynex Capital
DX
$3.23B
| $1.37M | ﹤0.01% |
114,969
+2,471
| +2% | +$31.3K |
|
|
KREF
3810
KKR Real Estate Finance Trust
KREF
$502M
| $1.37M | ﹤0.01% |
115,635
-30,854
| -21% | -$380K |
|
|
HOLI
3811
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
| $1.37M | ﹤0.01% |
69,048
+2,597
| +4% | +$46.9K |
|
3812
BGC Group
BGC
$5.2B
| $1.37M | ﹤0.01% |
259,230
-6,515
| -2% | -$32.4K |
|
3813
FlexShares Quality Dividend Defensive Index Fund
QDEF
$564M
| $1.37M | ﹤0.01% |
25,302
+345
| +1% | +$19.4K |
|
3814
CALL
ChargePoint
CHPT
$160M
| $1.37M | ﹤0.01% |
+13,750
| New | +$1.99M |
|
3815
MannKind Corp
MNKD
$1.2B
| $1.37M | ﹤0.01% |
330,615
-102,231
| -24% | -$459K |
|
3816
Matthews International
MATW
$722M
| $1.37M | ﹤0.01% |
35,082
+2,021
| +6% | +$87.6K |
|
3817
Innovator S&P Investment Grade Preferred ETF
EPRF
$68.6M
| $1.36M | ﹤0.01% |
77,372
+4,555
| +6% | +$82.1K |
|
3818
Construction Partners
ROAD
$6.73B
| $1.36M | ﹤0.01% |
37,267
-13,736
| -27% | -$453K |
|
3819
Cohu
COHU
$2.76B
| $1.36M | ﹤0.01% |
39,520
-28,031
| -41% | -$1.05M |
|
|
FPI
3820
Farmland Partners
FPI
$425M
| $1.36M | ﹤0.01% |
132,644
-17,444
| -12% | -$199K |
|
3821
PUT
Novartis
NVS
$288B
| $1.35M | ﹤0.01% |
13,300
-45,000
| -77% | -$4.57M |
|
|
RVNC
3822
DELISTED
Revance Therapeutics, Inc.
RVNC
| $1.35M | ﹤0.01% |
118,045
-11,980
| -9% | -$230K |
|
|
JBTM
3823
JBT Marel
JBTM
$6.1B
| $1.35M | ﹤0.01% |
12,875
-20,449
| -61% | -$2.29M |
|
3824
Nurix Therapeutics
NRIX
$2.82B
| $1.35M | ﹤0.01% |
172,002
+91,355
| +113% | +$834K |
|
3825
iShares Core Conservative Allocation ETF
AOK
$795M
| $1.35M | ﹤0.01% |
39,740
+4,345
| +12% | +$152K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.