UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GGZ
3801
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$128M
| $595K | ﹤0.01% |
81,819
+15,380
| +23% | +$160K |
|
3802
Telefônica Brasil
VIV
$18.1B
| $595K | ﹤0.01% |
62,407
-103,318
| -62% | -$1.31M |
|
|
GMLP
3803
DELISTED
Golar LNG Partners LP
GMLP
| $595K | ﹤0.01% |
177,137
+24,504
| +16% | +$134K |
|
3804
Gladstone Capital
GLAD
$452M
| $594K | ﹤0.01% |
52,878
-191,639
| -78% | -$3.44M |
|
|
GBT
3805
DELISTED
Global Blood Therapeutics, Inc.
GBT
| $594K | ﹤0.01% |
11,635
-6,315
| -35% | -$423K |
|
|
CTB
3806
DELISTED
Cooper Tire & Rubber Co.
CTB
| $594K | ﹤0.01% |
36,416
-29,656
| -45% | -$738K |
|
|
RCM
3807
DELISTED
R1 RCM Inc. Common Stock
RCM
| $593K | ﹤0.01% |
65,265
-66,924
| -51% | -$805K |
|
3808
FirstService
FSV
$6.18B
| $591K | ﹤0.01% |
7,665
-8,080
| -51% | -$775K |
|
3809
CALL
Virgin Galactic
SPCE
$475M
| $591K | ﹤0.01% |
+2,000
| New | +$760K |
|
3810
Workiva
WK
$4.01B
| $591K | ﹤0.01% |
18,267
+161
| +0.9% | +$6.69K |
|
3811
Old National Bancorp
ONB
$10.4B
| $590K | ﹤0.01% |
44,691
-77,450
| -63% | -$1.29M |
|
|
TRST
3812
Trustco Bank Corp NY
TRST
$971M
| $589K | ﹤0.01% |
21,781
-13,074
| -38% | -$475K |
|
|
NXC
3813
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
| $586K | ﹤0.01% |
40,410
-2,650
| -6% | -$41.1K |
|
3814
OceanFirst Financial
OCFC
$1.88B
| $586K | ﹤0.01% |
36,833
-108,266
| -75% | -$2.29M |
|
3815
Astec Industries
ASTE
$975M
| $584K | ﹤0.01% |
16,680
-6,012
| -26% | -$236K |
|
|
TDAY
3816
USA Today Co
TDAY
$1B
| $584K | ﹤0.01% |
394,690
-182,462
| -32% | -$901K |
|
3817
Pixelworks
PXLW
$45.7M
| $583K | ﹤0.01% |
17,049
-2,738
| -14% | -$128K |
|
3818
TriplePoint Venture Growth BDC
TPVG
$221M
| $583K | ﹤0.01% |
101,489
-349,524
| -77% | -$4.13M |
|
|
SUNS
3819
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
| $583K | ﹤0.01% |
60,118
-192,701
| -76% | -$3.06M |
|
3820
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$94.8M
| $582K | ﹤0.01% |
17,820
-10,031
| -36% | -$447K |
|
3821
Dine Brands
DIN
$440M
| $581K | ﹤0.01% |
20,246
+3,303
| +19% | +$239K |
|
3822
Ubiquiti
UI
$35.3B
| $581K | ﹤0.01% |
4,102
+1,128
| +38% | +$172K |
|
|
BSJP
3823
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
| $580K | ﹤0.01% |
27,238
-9,978
| -27% | -$236K |
|
3824
Oaktree Specialty Lending
OCSL
$1.15B
| $578K | ﹤0.01% |
59,450
-32,286
| -35% | -$471K |
|
3825
Dana Inc
DAN
$3.26B
| $577K | ﹤0.01% |
73,832
-219,821
| -75% | -$3.03M |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.