UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ECHO
3801
EchoStar
ECHO
$25.5B
| $850K | ﹤0.01% |
18,315
-6,876
| -27% | -$328K |
|
|
CLGX
3802
DELISTED
Corelogic, Inc.
CLGX
| $845K | ﹤0.01% |
18,295
+7,802
| +74% | +$354K |
|
3803
PUT
Etsy
ETSY
$8.15B
| $844K | ﹤0.01% |
50,000
| – | – |
|
3804
Par Pacific Holdings
PARR
$3.51B
| $842K | ﹤0.01% |
40,510
+17,221
| +74% | +$312K |
|
|
BHR
3805
Braemar Hotels & Resorts
BHR
$141M
| $841K | ﹤0.01% |
89,378
-5,521
| -6% | -$54.2K |
|
3806
Invesco Leisure and Entertainment ETF
PEJ
$255M
| $841K | ﹤0.01% |
20,353
-9,728
| -32% | -$397K |
|
3807
Shake Shack
SHAK
$3B
| $841K | ﹤0.01% |
25,316
-2,395
| -9% | -$78.4K |
|
3808
Tootsie Roll Industries
TR
$2.99B
| $840K | ﹤0.01% |
28,854
+2,238
| +8% | +$63.2K |
|
|
DMB
3809
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
| $839K | ﹤0.01% |
62,759
+5,508
| +10% | +$73.6K |
|
|
X
3810
CALL
DELISTED
US Steel
X
| $839K | ﹤0.01% |
32,700
-300,560
| -90% | -$7.36M |
|
|
MRC
3811
DELISTED
MRC Global
MRC
| $836K | ﹤0.01% |
47,794
+45,725
| +2,210% | +$751K |
|
3812
Central Garden & Pet Co Class A
CENTA
$2.41B
| $835K | ﹤0.01% |
28,094
-6,450
| -19% | -$171K |
|
3813
CALL
Gogo Inc
GOGO
$603M
| $835K | ﹤0.01% |
+70,700
| New | +$902K |
|
|
SHLM
3814
DELISTED
Schulman (A.) Inc
SHLM
| $835K | ﹤0.01% |
24,454
+4,799
| +24% | +$143K |
|
|
EEX
3815
DELISTED
Emerald Holding
EEX
| $833K | ﹤0.01% |
35,859
+2,740
| +8% | +$60.6K |
|
3816
PUT
iShare MSCI Eurozone ETF
EZU
$9.84B
| $832K | ﹤0.01% |
+19,200
| New | +$804K |
|
|
NWLI
3817
DELISTED
National Western Life Group, Inc. Class A
NWLI
| $830K | ﹤0.01% |
2,378
+519
| +28% | +$174K |
|
3818
PUT
Airgain
AIRG
$72.5M
| $829K | ﹤0.01% |
+91,200
| New | +$1.03M |
|
3819
Nu Skin
NUS
$253M
| $829K | ﹤0.01% |
13,489
-5,676
| -30% | -$348K |
|
3820
WisdomTree US Value Fund
WTV
$3.36B
| $828K | ﹤0.01% |
21,810
+1,784
| +9% | +$66K |
|
|
DO
3821
DELISTED
Diamond Offshore Drilling
DO
| $828K | ﹤0.01% |
57,101
-3,401
| -6% | -$40.9K |
|
|
AGC
3822
DELISTED
Advent Claymore Conv Sec & Incme
AGC
| $827K | ﹤0.01% |
132,607
+20,492
| +18% | +$128K |
|
|
IPHS
3823
DELISTED
Innophos Holdings, Inc.
IPHS
| $826K | ﹤0.01% |
16,791
+1,787
| +12% | +$80.5K |
|
3824
J&J Snack Foods
JJSF
$1.59B
| $823K | ﹤0.01% |
6,270
-12,936
| -67% | -$1.67M |
|
3825
Washington Trust Bancorp
WASH
$753M
| $823K | ﹤0.01% |
14,375
+1,300
| +10% | +$67.6K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.