UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3776
Cinemark Holdings
CNK
$4.38B
| $886K | ﹤0.01% |
24,481
-193
| -0.8% | -$7K |
|
3777
Tronox
TROX
$933M
| $884K | ﹤0.01% |
41,891
+6,600
| +19% | +$131K |
|
3778
Franklin US Equity Index ETF
USPX
$2.07B
| $884K | ﹤0.01% |
30,152
+30,122
| +100,407% | +$861K |
|
3779
First Financial Bancorp
FFBC
$3.61B
| $883K | ﹤0.01% |
33,786
+12,357
| +58% | +$316K |
|
3780
LeMaitre Vascular
LMAT
$1.81B
| $882K | ﹤0.01% |
23,583
+788
| +3% | +$26.8K |
|
3781
Sturm, Ruger & Co
RGR
$614M
| $880K | ﹤0.01% |
17,011
-50,665
| -75% | -$2.67M |
|
3782
Kennametal
KMT
$2.6B
| $879K | ﹤0.01% |
21,777
+15,015
| +222% | +$555K |
|
3783
Cohu
COHU
$2.45B
| $876K | ﹤0.01% |
36,766
+16,253
| +79% | +$307K |
|
3784
Fidelity Corporate Bond ETF
FCOR
$349M
| $869K | ﹤0.01% |
17,130
+3,243
| +23% | +$165K |
|
|
SOR
3785
Source Capital
SOR
$383M
| $868K | ﹤0.01% |
21,569
+6,259
| +41% | +$246K |
|
3786
Nektar Therapeutics
NKTR
$2.47B
| $867K | ﹤0.01% |
2,409
-859
| -26% | -$269K |
|
3787
PUT
Masco
MAS
$15.2B
| $866K | ﹤0.01% |
22,200
+22,100
| +22,100% | +$833K |
|
|
MCR
3788
DELISTED
MFS Charter Income Trust
MCR
| $865K | ﹤0.01% |
99,811
-9,574
| -9% | -$82.7K |
|
3789
Regenxbio
RGNX
$672M
| $865K | ﹤0.01% |
26,238
+19,966
| +318% | +$449K |
|
3790
Rush Enterprises Class A
RUSHA
$6.36B
| $865K | ﹤0.01% |
42,017
+11,937
| +40% | +$214K |
|
|
HEWG
3791
DELISTED
iShares Currency Hedged MSCI Germany ETF
HEWG
| $865K | ﹤0.01% |
30,333
-1,535
| -5% | -$42.1K |
|
3792
Goldman Sachs Hedge Industry VIP ETF
GVIP
$577M
| $864K | ﹤0.01% |
16,913
+2,328
| +16% | +$116K |
|
|
SF
3793
Stifel
SF
$12.8B
| $864K | ﹤0.01% |
36,342
+4,689
| +15% | +$102K |
|
3794
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.25B
| $862K | ﹤0.01% |
8,160
+103
| +1% | +$10.6K |
|
|
ATW
3795
DELISTED
Atwood Oceanics
ATW
| $862K | ﹤0.01% |
91,754
+15,629
| +21% | +$118K |
|
|
HIE
3796
DELISTED
Miller/Howard High Income Equity Fund
HIE
| $861K | ﹤0.01% |
60,920
-21,131
| -26% | -$285K |
|
|
IMGN
3797
DELISTED
Immunogen Inc
IMGN
| $860K | ﹤0.01% |
112,446
-11,418
| -9% | -$75.9K |
|
|
PF
3798
CALL
DELISTED
Pinnacle Foods, Inc.
PF
| $858K | ﹤0.01% |
15,000
-525,000
| -97% | -$31.1M |
|
3799
CALL
Freeport-McMoran
FCX
$97.1B
| $857K | ﹤0.01% |
61,050
-508,950
| -89% | -$7.15M |
|
3800
Hooker Furnishings Corp
HOFT
$159M
| $852K | ﹤0.01% |
17,841
-428
| -2% | -$18.3K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.