UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HCP
3751
DELISTED
HashiCorp, Inc. Class A Common Stock
HCP
| $1.47M | ﹤0.01% |
64,413
+3,173
| +5% | +$86.2K |
|
3752
Mohawk Industries
MHK
$9.43B
| $1.47M | ﹤0.01% |
17,128
-1,097
| -6% | -$110K |
|
3753
RXO
RXO
$3.83B
| $1.47M | ﹤0.01% |
74,472
-77,443
| -51% | -$1.53M |
|
3754
CAVA Group
CAVA
$8.39B
| $1.47M | ﹤0.01% |
47,834
+47,709
| +38,167% | +$2.08M |
|
3755
Global X Social Media ETF
SOCL
$91.3M
| $1.46M | ﹤0.01% |
40,852
+7,655
| +23% | +$289K |
|
3756
Hexcel
HXL
$7.73B
| $1.46M | ﹤0.01% |
22,441
-23,111
| -51% | -$1.64M |
|
3757
Radware
RDWR
$1.25B
| $1.46M | ﹤0.01% |
86,297
+56,708
| +192% | +$997K |
|
3758
iShares Morningstar Small-Cap ETF
ISCB
$293M
| $1.46M | ﹤0.01% |
30,973
+1,117
| +4% | +$55.7K |
|
|
AAIC
3759
DELISTED
Arlington Asset Investment Corp.
AAIC
| $1.46M | ﹤0.01% |
340,307
+111,739
| +49% | +$507K |
|
|
HIMX
3760
Himax Technologies
HIMX
$2.56B
| $1.46M | ﹤0.01% |
249,251
+50,561
| +25% | +$324K |
|
3761
Kirby Corp
KEX
$7.26B
| $1.45M | ﹤0.01% |
17,559
-90,084
| -84% | -$7.28M |
|
3762
Carriage Services
CSV
$551M
| $1.45M | ﹤0.01% |
51,446
-46,681
| -48% | -$1.47M |
|
3763
Energy Recovery
ERII
$399M
| $1.45M | ﹤0.01% |
68,401
+4,040
| +6% | +$108K |
|
3764
Alerian Energy Infrastructure ETF
ENFR
$519M
| $1.45M | ﹤0.01% |
65,432
-5,874
| -8% | -$131K |
|
3765
VanEck Low Carbon Energy ETF
SMOG
$135M
| $1.45M | ﹤0.01% |
13,833
-1,818
| -12% | -$214K |
|
3766
KT
KT
$9.02B
| $1.45M | ﹤0.01% |
112,748
+5,964
| +6% | +$71.9K |
|
3767
PUT
Peloton Interactive
PTON
$2.44B
| $1.45M | ﹤0.01% |
286,200
+149,900
| +110% | +$1.07M |
|
|
HT
3768
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
| $1.44M | ﹤0.01% |
146,546
+122,087
| +499% | +$936K |
|
3769
PUT
Cintas
CTAS
$80.3B
| $1.44M | ﹤0.01% |
+12,000
| New | +$1.49M |
|
3770
ePlus
PLUS
$2.31B
| $1.44M | ﹤0.01% |
22,710
-988
| -4% | -$61K |
|
|
PZC
3771
DELISTED
PIMCO California Municipal Income Fund III
PZC
| $1.44M | ﹤0.01% |
210,539
-688
| -0.3% | -$5.26K |
|
|
MRTX
3772
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
| $1.44M | ﹤0.01% |
33,082
-91,686
| -73% | -$3.27M |
|
|
IGD
3773
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$525M
| $1.44M | ﹤0.01% |
293,944
+3,572
| +1% | +$18.1K |
|
3774
CALL
Robinhood
HOOD
$89.3B
| $1.44M | ﹤0.01% |
146,400
+500
| +0.3% | +$5.55K |
|
3775
SSR Mining
SSRM
$6.49B
| $1.43M | ﹤0.01% |
107,869
+40,740
| +61% | +$590K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.