UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3751
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$85.4M
| $914K | ﹤0.01% |
14,840
-2,263
| -13% | -$137K |
|
3752
U-Haul Holding Co
UHAL
$14.5B
| $914K | ﹤0.01% |
24,360
+10,340
| +74% | +$386K |
|
3753
iShares MSCI BIC ETF
BKF
$78.4M
| $912K | ﹤0.01% |
21,259
+850
| +4% | +$35K |
|
3754
Invesco New York AMT-Free Municipal Bond ETF
PZT
$139M
| $911K | ﹤0.01% |
37,255
-803
| -2% | -$19.7K |
|
3755
CALL
ENI
E
$76.5B
| $909K | ﹤0.01% |
+27,500
| New | +$866K |
|
3756
ePlus
PLUS
$2.47B
| $909K | ﹤0.01% |
19,672
+5,012
| +34% | +$205K |
|
|
ACIA
3757
DELISTED
Acacia Communications Inc
ACIA
| $908K | ﹤0.01% |
19,262
+9,229
| +92% | +$412K |
|
|
AKAO
3758
DELISTED
Achaogen Inc
AKAO
| $908K | ﹤0.01% |
56,954
-18,526
| -25% | -$353K |
|
|
CRZO
3759
DELISTED
Carrizo Oil & Gas Inc
CRZO
| $907K | ﹤0.01% |
52,958
+19,544
| +58% | +$286K |
|
3760
Extreme Networks
EXTR
$3.43B
| $904K | ﹤0.01% |
76,011
+13,744
| +22% | +$141K |
|
3761
CALL
iShares Biotechnology ETF
IBB
$9.47B
| $901K | ﹤0.01% |
+8,100
| New | +$866K |
|
3762
Pacira BioSciences
PCRX
$991M
| $899K | ﹤0.01% |
23,926
+6,117
| +34% | +$246K |
|
|
AIFU
3763
AIFU Inc
AIFU
$216M
| $899K | ﹤0.01% |
179
+144
| +411% | +$546K |
|
|
EVY
3764
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
| $898K | ﹤0.01% |
68,183
+3,163
| +5% | +$41.7K |
|
|
JUNO
3765
PUT
DELISTED
Juno Therapeutics, Inc.
JUNO
| $897K | ﹤0.01% |
20,000
| – | – |
|
3766
CALL
Medtronic
MDT
$110B
| $894K | ﹤0.01% |
11,500
| – | – |
|
3767
Silicon Motion
SIMO
$8.36B
| $894K | ﹤0.01% |
18,624
-29,750
| -61% | -$1.32M |
|
3768
Community Trust Bancorp
CTBI
$1.43B
| $893K | ﹤0.01% |
19,223
+1,697
| +10% | +$73K |
|
3769
Saia
SAIA
$9.52B
| $892K | ﹤0.01% |
14,236
+4,352
| +44% | +$240K |
|
|
NTRI
3770
DELISTED
NutriSystem, Inc.
NTRI
| $892K | ﹤0.01% |
15,963
+6,880
| +76% | +$373K |
|
3771
FlexShares Quality Dividend Defensive Index Fund
QDEF
$558M
| $891K | ﹤0.01% |
21,446
-180
| -0.8% | -$7.36K |
|
3772
CALL
VanEck Junior Gold Miners ETF
GDXJ
$7.87B
| $890K | ﹤0.01% |
26,500
-3,500
| -12% | -$118K |
|
3773
Regency Centers
REG
$14.5B
| $890K | ﹤0.01% |
14,354
+7,979
| +125% | +$514K |
|
|
CADE
3774
DELISTED
Cadence Bank
CADE
| $887K | ﹤0.01% |
27,660
+14,506
| +110% | +$434K |
|
3775
Community Health Systems
CYH
$416M
| $887K | ﹤0.01% |
115,575
+35,961
| +45% | +$280K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.