UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3726
Invesco AI and Next Gen Software ETF
IGPT
$1.2B
| $1.5M | ﹤0.01% |
46,290
-50,976
| -52% | -$1.75M |
|
|
NARI
3727
DELISTED
Inari Medical, Inc. Common Stock
NARI
| $1.5M | ﹤0.01% |
22,897
-26,108
| -53% | -$1.64M |
|
3728
PUT
Li Auto
LI
$12B
| $1.5M | ﹤0.01% |
+42,000
| New | +$1.66M |
|
|
BCPC
3729
Balchem Corp
BCPC
$5.64B
| $1.5M | ﹤0.01% |
12,069
-18,596
| -61% | -$2.47M |
|
|
SCU
3730
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
| $1.5M | ﹤0.01% |
128,943
+108,699
| +537% | +$1.19M |
|
3731
Agios Pharmaceuticals
AGIO
$2B
| $1.49M | ﹤0.01% |
60,393
-11,905
| -16% | -$315K |
|
3732
Natera
NTRA
$44.8B
| $1.49M | ﹤0.01% |
33,772
-11,754
| -26% | -$599K |
|
|
MCR
3733
DELISTED
MFS Charter Income Trust
MCR
| $1.49M | ﹤0.01% |
255,395
-7,527
| -3% | -$46K |
|
3734
Griffon
GFF
$4.79B
| $1.49M | ﹤0.01% |
37,660
-3,123
| -8% | -$128K |
|
3735
Aurinia Pharmaceuticals
AUPH
$2.02B
| $1.49M | ﹤0.01% |
192,182
-50,188
| -21% | -$491K |
|
3736
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
| $1.49M | ﹤0.01% |
83,660
-1,949
| -2% | -$36.3K |
|
3737
MakeMyTrip
MMYT
$5.71B
| $1.49M | ﹤0.01% |
36,787
+36,684
| +35,616% | +$1.27M |
|
3738
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$494M
| $1.49M | ﹤0.01% |
50,356
-12,021
| -19% | -$376K |
|
3739
National Beverage
FIZZ
$2.93B
| $1.49M | ﹤0.01% |
31,659
-11,221
| -26% | -$566K |
|
3740
SPS Commerce
SPSC
$2.85B
| $1.49M | ﹤0.01% |
8,720
-20,005
| -70% | -$3.55M |
|
|
SPTN
3741
DELISTED
SpartanNash
SPTN
| $1.48M | ﹤0.01% |
67,471
-4,948
| -7% | -$109K |
|
3742
First Merchants
FRME
$2.72B
| $1.48M | ﹤0.01% |
53,325
+12,912
| +32% | +$387K |
|
|
PR
3743
Permian Resources
PR
$17.7B
| $1.48M | ﹤0.01% |
106,266
-450,380
| -81% | -$5.67M |
|
3744
CALL
RingCentral
RNG
$5.68B
| $1.48M | ﹤0.01% |
50,000
-202,100
| -80% | -$6.71M |
|
3745
Invesco WilderHill Clean Energy ETF
PBW
$461M
| $1.48M | ﹤0.01% |
47,029
+3,436
| +8% | +$130K |
|
|
AFB
3746
AllianceBernstein National Municipal Income Fund
AFB
$318M
| $1.48M | ﹤0.01% |
158,232
-479
| -0.3% | -$4.96K |
|
3747
CALL
argenx
ARGX
$53.7B
| $1.47M | ﹤0.01% |
3,000
| – | – |
|
3748
Conduent
CNDT
$252M
| $1.47M | ﹤0.01% |
423,601
+135,278
| +47% | +$451K |
|
3749
Gildan
GIL
$10.6B
| $1.47M | ﹤0.01% |
52,615
-6,064
| -10% | -$182K |
|
|
SHCO
3750
CALL
DELISTED
Soho House & Co
SHCO
| $1.47M | ﹤0.01% |
212,600
+100,100
| +89% | +$643K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.