UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3726
Invesco DB Agriculture Fund
DBA
$1.23B
| $1.69M | ﹤0.01% |
88,565
-9,946
| -10% | -$187K |
|
3727
Greif
GEF
$4.98B
| $1.69M | ﹤0.01% |
26,172
-5,981
| -19% | -$370K |
|
3728
VanEck Vietnam ETF
VNM
$507M
| $1.69M | ﹤0.01% |
87,815
+2,942
| +3% | +$57.8K |
|
3729
CALL
Prologis
PLD
$133B
| $1.69M | ﹤0.01% |
13,458
+2,300
| +21% | +$298K |
|
3730
CALL
FuelCell Energy
FCEL
$1.54B
| $1.69M | ﹤0.01% |
8,400
-637
| -7% | -$127K |
|
3731
ADT
ADT
$5.44B
| $1.68M | ﹤0.01% |
207,818
+23,885
| +13% | +$220K |
|
3732
iShares Russell 2500 ETF
SMMD
$3.74B
| $1.68M | ﹤0.01% |
26,143
+5,456
| +26% | +$356K |
|
3733
CALL
CF Industries
CF
$17.8B
| $1.68M | ﹤0.01% |
30,000
| – | – |
|
|
LGI
3734
Lazard Global Total Return & Income Fund
LGI
$240M
| $1.67M | ﹤0.01% |
83,505
+28,567
| +52% | +$603K |
|
|
UHT
3735
Universal Health Realty Income Trust
UHT
$566M
| $1.67M | ﹤0.01% |
30,254
+11,220
| +59% | +$661K |
|
3736
CALL
Perrigo
PRGO
$1.78B
| $1.67M | ﹤0.01% |
+35,300
| New | +$1.57M |
|
|
ENV
3737
DELISTED
ENVESTNET, INC.
ENV
| $1.67M | ﹤0.01% |
20,808
-4,678
| -18% | -$357K |
|
3738
PUT
Sun Communities
SUI
$14.5B
| $1.67M | ﹤0.01% |
+9,000
| New | +$1.74M |
|
3739
Buckle
BKE
$2.37B
| $1.66M | ﹤0.01% |
42,002
+38,273
| +1,026% | +$1.63M |
|
3740
PUT
Toll Brothers
TOL
$14.3B
| $1.66M | ﹤0.01% |
+30,000
| New | +$1.77M |
|
3741
Magnite
MGNI
$3.49B
| $1.66M | ﹤0.01% |
59,233
-160,167
| -73% | -$4.82M |
|
3742
CALL
Zillow
Z
$7.68B
| $1.66M | ﹤0.01% |
18,800
| – | – |
|
3743
CorVel
CRVL
$3.09B
| $1.66M | ﹤0.01% |
26,688
-12,534
| -32% | -$653K |
|
3744
Rapid7
RPD
$894M
| $1.66M | ﹤0.01% |
14,644
+8,973
| +158% | +$1.02M |
|
3745
CALL
Norwegian Cruise Line
NCLH
$8.59B
| $1.65M | ﹤0.01% |
61,700
+50,000
| +427% | +$1.27M |
|
3746
PUT
Gogo Inc
GOGO
$392M
| $1.64M | ﹤0.01% |
95,000
| – | – |
|
3747
Travel + Leisure Co
TNL
$4.52B
| $1.64M | ﹤0.01% |
30,143
-1,343
| -4% | -$73.5K |
|
3748
First Financial Bancorp
FFBC
$3.57B
| $1.64M | ﹤0.01% |
70,138
-48,076
| -41% | -$1.1M |
|
3749
Bakkt Inc
BKKT
$329M
| $1.64M | ﹤0.01% |
6,479
+2,768
| +75% | +$694K |
|
3750
Recursion Pharmaceuticals
RXRX
$1.8B
| $1.64M | ﹤0.01% |
71,143
+70,443
| +10,063% | +$2M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.