UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ERH
3726
Allspring Utilities & High Income Fund
ERH
$104M
| $947K | ﹤0.01% |
73,316
+4,432
| +6% | +$58.4K |
|
3727
iShares Core Conservative Allocation ETF
AOK
$796M
| $946K | ﹤0.01% |
27,428
-267
| -1% | -$9.13K |
|
3728
Chefs' Warehouse
CHEF
$4.43B
| $945K | ﹤0.01% |
48,945
+13,436
| +38% | +$215K |
|
3729
Invesco MSCI Global Timber ETF
CUT
$33.7M
| $945K | ﹤0.01% |
31,393
+17,778
| +131% | +$517K |
|
3730
PUT
DXC Technology
DXC
$1.78B
| $945K | ﹤0.01% |
12,716
| – | – |
|
|
QCP
3731
DELISTED
Quality Care Properties, Inc.
QCP
| $945K | ﹤0.01% |
60,951
+27,311
| +81% | +$434K |
|
|
ALDR
3732
DELISTED
Alder Biopharmaceuticals
ALDR
| $943K | ﹤0.01% |
77,010
+76,003
| +7,547% | +$792K |
|
3733
Cato Corp
CATO
$68.5M
| $940K | ﹤0.01% |
71,092
+37,880
| +114% | +$568K |
|
|
ALEX
3734
DELISTED
Alexander & Baldwin
ALEX
| $939K | ﹤0.01% |
20,261
+5,569
| +38% | +$241K |
|
|
BKEP
3735
DELISTED
Blueknight Energy Partners L.P.
BKEP
| $939K | ﹤0.01% |
164,812
-13,108
| -7% | -$76.1K |
|
|
WBT
3736
DELISTED
Welbilt, Inc.
WBT
| $939K | ﹤0.01% |
40,727
-251,341
| -86% | -$5.08M |
|
3737
Keysight
KEYS
$57.4B
| $937K | ﹤0.01% |
22,495
+974
| +5% | +$39.9K |
|
3738
CALL
Quest Diagnostics
DGX
$26B
| $936K | ﹤0.01% |
+10,000
| New | +$1.06M |
|
3739
CALL
Synchrony
SYF
$25.8B
| $932K | ﹤0.01% |
30,000
-200,000
| -87% | -$5.98M |
|
3740
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7B
| $929K | ﹤0.01% |
35,276
-73,194
| -67% | -$1.93M |
|
|
EXD
3741
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
| $926K | ﹤0.01% |
81,099
+3,264
| +4% | +$37.7K |
|
|
LCI
3742
DELISTED
Lannett Company, Inc.
LCI
| $926K | ﹤0.01% |
12,551
+7,270
| +138% | +$534K |
|
3743
PUT
Stratasys
SSYS
$778M
| $925K | ﹤0.01% |
40,000
| – | – |
|
3744
Wolfspeed
WOLF
$1.31B
| $925K | ﹤0.01% |
32,840
-101,056
| -75% | -$2.51M |
|
|
AYR
3745
DELISTED
Aircastle Ltd
AYR
| $923K | ﹤0.01% |
41,409
+2,001
| +5% | +$44.5K |
|
3746
RLI Corp
RLI
$5.77B
| $921K | ﹤0.01% |
32,118
+4,282
| +15% | +$118K |
|
3747
Nordic American Tanker
NAT
$1.3B
| $920K | ﹤0.01% |
172,390
-181,737
| -51% | -$997K |
|
|
CFMS
3748
DELISTED
Conformis, Inc. Common Stock
CFMS
| $920K | ﹤0.01% |
10,461
+489
| +5% | +$48.4K |
|
3749
Prestige Consumer Healthcare
PBH
$2.51B
| $916K | ﹤0.01% |
18,286
+9,764
| +115% | +$499K |
|
|
TSI
3750
TCW Strategic Income Fund
TSI
$213M
| $915K | ﹤0.01% |
157,755
-41,144
| -21% | -$233K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.