UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TDF
3726
Templeton Dragon Fund
TDF
$280M
| $783K | ﹤0.01% |
47,849
-2,432
| -5% | -$41.3K |
|
|
CLLS
3727
Cellectis
CLLS
$285M
| $782K | ﹤0.01% |
46,138
-50,766
| -52% | -$938K |
|
|
ORIT
3728
DELISTED
Oritani Financial Corp. New
ORIT
| $780K | ﹤0.01% |
41,615
+4,912
| +13% | +$83K |
|
3729
PUT
Bloomin' Brands
BLMN
$937M
| $779K | ﹤0.01% |
43,200
| – | – |
|
|
HTBK
3730
DELISTED
Heritage Commerce
HTBK
| $779K | ﹤0.01% |
53,957
+2,017
| +4% | +$24.5K |
|
3731
Coherent
COHR
$74.2B
| $778K | ﹤0.01% |
26,236
+7,780
| +42% | +$222K |
|
3732
State Street SPDR S&P Telecom ETF
XTL
$586M
| $778K | ﹤0.01% |
11,216
+8,684
| +343% | +$579K |
|
|
AMTD
3733
DELISTED
TD Ameritrade Holding Corp
AMTD
| $776K | ﹤0.01% |
17,792
+4,286
| +32% | +$166K |
|
|
ALDR
3734
DELISTED
Alder Biopharmaceuticals
ALDR
| $776K | ﹤0.01% |
37,313
+36,459
| +4,269% | +$948K |
|
3735
Healthcare Realty
HR
$6.84B
| $774K | ﹤0.01% |
26,596
+9,050
| +52% | +$266K |
|
3736
Nuveen Virginia Quality Municipal Income Fund
NPV
$214M
| $774K | ﹤0.01% |
59,650
-9,176
| -13% | -$124K |
|
|
GRA
3737
DELISTED
W.R. Grace & Co.
GRA
| $774K | ﹤0.01% |
11,448
-1,257
| -10% | -$85.9K |
|
3738
Tennant Co
TNC
$1.26B
| $773K | ﹤0.01% |
10,858
+2,449
| +29% | +$169K |
|
3739
Brown-Forman Class A
BF.A
$13.3B
| $772K | ﹤0.01% |
20,880
-558
| -3% | -$21.3K |
|
3740
Flowserve
FLS
$10.2B
| $771K | ﹤0.01% |
16,047
-285
| -2% | -$13.2K |
|
|
ALJ
3741
DELISTED
Alon USA Energy Inc
ALJ
| $771K | ﹤0.01% |
67,797
+19,880
| +41% | +$186K |
|
|
PARA
3742
PUT
DELISTED
Paramount Global Class B
PARA
| $770K | ﹤0.01% |
12,100
+9,900
| +450% | +$587K |
|
3743
Silicon Motion
SIMO
$8.68B
| $770K | ﹤0.01% |
18,148
-16,546
| -48% | -$755K |
|
3744
CALL
Southwest Airlines
LUV
$23B
| $768K | ﹤0.01% |
15,400
+14,700
| +2,100% | +$659K |
|
|
3745
PUT
Southwest Airlines
LUV
$23B
| $768K | ﹤0.01% |
15,400
+14,700
| +2,100% | +$659K |
|
3746
CALL
SITE Centers
SITC
$165M
| $768K | ﹤0.01% |
+39,038
| New | +$780K |
|
3747
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
| $768K | ﹤0.01% |
15,305
+7,670
| +100% | +$387K |
|
3748
Camden National
CAC
$976M
| $767K | ﹤0.01% |
17,270
+4,259
| +33% | +$157K |
|
|
3749
SITE Centers
SITC
$165M
| $767K | ﹤0.01% |
38,991
-34,711
| -47% | -$693K |
|
3750
Haemonetics
HAE
$4B
| $766K | ﹤0.01% |
19,052
+7,246
| +61% | +$273K |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.