UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
Cigna
CI
$71.5B
| $157M | 0.05% |
548,949
+57,248
| +12% | +$16.3M |
|
352
FedEx
FDX
$73.5B
| $156M | 0.05% |
588,211
-29,235
| -5% | -$7.6M |
|
353
Paychex
PAYX
$42.1B
| $155M | 0.05% |
1,347,263
+20,307
| +2% | +$2.45M |
|
354
Zoetis
ZTS
$31.2B
| $155M | 0.05% |
891,634
-68,430
| -7% | -$12.4M |
|
355
Cheniere Energy
LNG
$53.4B
| $155M | 0.05% |
931,276
+141,431
| +18% | +$22.8M |
|
356
Altria Group
MO
$114B
| $154M | 0.05% |
3,667,533
-369,107
| -9% | -$16.3M |
|
357
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.25B
| $154M | 0.05% |
3,650,541
+1,157,727
| +46% | +$50.2M |
|
358
Occidental Petroleum
OXY
$53.5B
| $153M | 0.05% |
2,362,139
+109,039
| +5% | +$6.86M |
|
359
General Mills
GIS
$19.2B
| $152M | 0.05% |
2,369,164
-138,784
| -6% | -$9.81M |
|
360
CALL
iShares MSCI China ETF
MCHI
$6.32B
| $152M | 0.05% |
+3,500,000
| New | +$158M |
|
361
CALL
Alcon
ALC
$34.4B
| $150M | 0.05% |
1,946,220
+664,220
| +52% | +$54.6M |
|
362
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $149M | 0.05% |
3,159,616
-158,948
| -5% | -$7.51M |
|
363
iShares MSCI EAFE Value ETF
EFV
$29.2B
| $149M | 0.05% |
3,036,503
+277,784
| +10% | +$13.8M |
|
364
iShares Core S&P US Value ETF
IUSV
$27.6B
| $148M | 0.05% |
1,986,018
-18,539
| -0.9% | -$1.46M |
|
365
Becton Dickinson
BDX
$47B
| $148M | 0.05% |
571,760
+49,815
| +10% | +$13.5M |
|
366
Yum! Brands
YUM
$41.6B
| $147M | 0.05% |
1,176,093
+189,634
| +19% | +$24.9M |
|
367
Targa Resources
TRGP
$55.8B
| $147M | 0.05% |
1,710,529
+130,194
| +8% | +$10.8M |
|
368
First Trust Capital Strength ETF
FTCS
$7.93B
| $146M | 0.05% |
1,988,966
-73,578
| -4% | -$5.57M |
|
369
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11B
| $146M | 0.05% |
2,026,234
+37,374
| +2% | +$2.82M |
|
370
iShares Core MSCI Total International Stock ETF
IXUS
$59.7B
| $145M | 0.05% |
2,409,883
+166,832
| +7% | +$10.4M |
|
371
PUT
Visa
V
$688B
| $144M | 0.05% |
627,600
+94,000
| +18% | +$22.6M |
|
372
Microchip Technology
MCHP
$42.2B
| $143M | 0.05% |
1,837,603
+441,978
| +32% | +$37M |
|
373
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
| $143M | 0.05% |
1,737,949
-2,227
| -0.1% | -$190K |
|
374
iShares MBS ETF
MBB
$39.1B
| $143M | 0.05% |
1,611,773
-282,002
| -15% | -$25.8M |
|
375
Constellation Brands
STZ
$22.3B
| $143M | 0.05% |
568,882
-64,290
| -10% | -$16.8M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,256 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.