UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
iShares Core Universal USD Bond ETF
IUSB
$43.1B
| $165M | 0.05% |
3,108,069
+185,882
| +6% | +$9.99M |
|
352
Illinois Tool Works
ITW
$83B
| $165M | 0.05% |
796,130
-72,300
| -8% | -$16.3M |
|
353
Illumina
ILMN
$30.7B
| $164M | 0.05% |
416,581
+49,353
| +13% | +$22.7M |
|
354
iShares US Treasury Bond ETF
GOVT
$43.6B
| $164M | 0.05% |
6,186,787
-36,376
| -0.6% | -$974K |
|
355
ASML
ASML
$658B
| $164M | 0.05% |
219,983
+12,651
| +6% | +$9.94M |
|
356
Aptiv
APTV
$10.1B
| $163M | 0.05% |
1,093,068
+86,503
| +9% | +$13.5M |
|
357
Baidu
BIDU
$38.2B
| $163M | 0.05% |
1,058,156
+133,606
| +14% | +$21.9M |
|
358
iShares Russell 2000 Value ETF
IWN
$14.7B
| $162M | 0.05% |
1,011,468
-22,783
| -2% | -$3.66M |
|
359
CALL
Carnival Corporation Ltd
CCL
$40.5B
| $161M | 0.05% |
6,457,051
+241,800
| +4% | +$5.63M |
|
360
Zoetis
ZTS
$31.9B
| $161M | 0.05% |
830,997
+247,709
| +42% | +$50M |
|
361
Booking.com
BKNG
$151B
| $161M | 0.05% |
1,693,750
+717,700
| +74% | +$64.4M |
|
362
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.2B
| $160M | 0.05% |
2,043,888
+45,534
| +2% | +$3.66M |
|
363
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
| $160M | 0.05% |
2,665,329
+35,129
| +1% | +$2.11M |
|
364
iShares MBS ETF
MBB
$39.1B
| $159M | 0.05% |
1,473,436
-157,258
| -10% | -$17.1M |
|
365
Charter Communications
CHTR
$18.3B
| $159M | 0.05% |
218,621
+84,785
| +63% | +$64.3M |
|
366
PUT
Visa
V
$690B
| $159M | 0.05% |
713,828
-155,192
| -18% | -$36.4M |
|
367
PUT
Oracle
ORCL
$420B
| $158M | 0.05% |
1,817,501
+1,900
| +0.1% | +$168K |
|
368
CALL
Advanced Micro Devices
AMD
$846B
| $158M | 0.05% |
1,533,026
-562,300
| -27% | -$57.5M |
|
369
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.43B
| $157M | 0.05% |
667,034
-15,820
| -2% | -$3.87M |
|
370
iShares Floating Rate Bond ETF
FLOT
$10.3B
| $157M | 0.05% |
3,079,545
-136,570
| -4% | -$6.94M |
|
371
Microchip Technology
MCHP
$43.8B
| $156M | 0.05% |
2,036,946
+294,960
| +17% | +$22.1M |
|
372
Vanguard Extended Market ETF
VXF
$31.5B
| $156M | 0.05% |
856,220
-23,369
| -3% | -$4.36M |
|
373
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.3B
| $156M | 0.05% |
3,195,605
+223,542
| +8% | +$11.1M |
|
374
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
| $155M | 0.05% |
3,977,032
+227,996
| +6% | +$9.1M |
|
|
XLNX
375
DELISTED
Xilinx Inc
XLNX
| $155M | 0.05% |
1,024,035
+657,708
| +180% | +$96.4M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.