UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
Automatic Data Processing
ADP
$111B
| $112M | 0.05% |
1,023,239
+17,306
| +2% | +$1.85M |
|
352
Vanguard Mid-Cap Value ETF
VOE
$23.9B
| $111M | 0.05% |
1,050,163
-65,949
| -6% | -$6.85M |
|
353
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.75B
| $110M | 0.05% |
2,870,115
+527,053
| +22% | +$20.2M |
|
354
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
| $110M | 0.05% |
996,205
+780,718
| +362% | +$86.1M |
|
355
WisdomTree Japan Hedged Equity Fund
DXJ
$7.07B
| $110M | 0.05% |
2,006,775
-99,921
| -5% | -$5.24M |
|
356
Vanguard Consumer Discretionary ETF
VCR
$5.99B
| $109M | 0.05% |
760,401
-262,583
| -26% | -$37.4M |
|
357
iShares Russell 2000 Growth ETF
IWO
$14.1B
| $109M | 0.05% |
608,387
-7,488
| -1% | -$1.27M |
|
358
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $108M | 0.05% |
873,765
+25,658
| +3% | +$3.18M |
|
359
AstraZeneca
AZN
$270B
| $107M | 0.05% |
1,583,229
-52,716
| -3% | -$3.33M |
|
360
Norfolk Southern
NSC
$75.6B
| $107M | 0.05% |
806,906
+235,212
| +41% | +$28.6M |
|
361
Vanguard Small-Cap Growth ETF
VBK
$22.7B
| $106M | 0.05% |
697,215
+10,410
| +2% | +$1.53M |
|
|
MON
362
PUT
DELISTED
Monsanto Co
MON
| $106M | 0.05% |
883,000
-5,432,800
| -86% | -$639M |
|
|
EQM
363
DELISTED
EQM Midstream Partners, LP
EQM
| $106M | 0.05% |
1,407,987
-49,522
| -3% | -$3.72M |
|
364
iShares US Technology ETF
IYW
$22.7B
| $104M | 0.05% |
2,785,248
+152,732
| +6% | +$5.6M |
|
365
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.27B
| $104M | 0.05% |
2,528,107
+350,762
| +16% | +$14M |
|
366
Vanguard Total International Stock ETF
VXUS
$151B
| $104M | 0.05% |
1,905,070
+403,791
| +27% | +$21.7M |
|
367
Centene
CNC
$30.8B
| $104M | 0.05% |
2,152,226
-60,962
| -3% | -$2.62M |
|
368
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
| $104M | 0.05% |
1,133,821
+129,942
| +13% | +$11.9M |
|
369
PUT
CSX Corp
CSX
$93.6B
| $103M | 0.05% |
5,712,900
+2,191,500
| +62% | +$37.6M |
|
370
W.P. Carey
WPC
$16.8B
| $103M | 0.05% |
1,563,966
-46,483
| -3% | -$3.09M |
|
371
Eli Lilly
LLY
$1.08T
| $103M | 0.05% |
1,199,466
-245,097
| -17% | -$20.1M |
|
372
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.01B
| $101M | 0.05% |
985,457
-22,787
| -2% | -$2.26M |
|
373
Invesco Senior Loan ETF
BKLN
$6.96B
| $101M | 0.05% |
4,350,922
-4,949,607
| -53% | -$115M |
|
374
Caterpillar
CAT
$359B
| $100M | 0.05% |
802,076
-527,870
| -40% | -$60.8M |
|
|
SCHW
375
Charles Schwab
SCHW
$185B
| $100M | 0.05% |
2,285,547
+121,512
| +6% | +$5.05M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.